Compliance Lead

Recsource Recruitment

Chennai District, Mumbai

Hybrid

INR 1,200,000 - 2,000,000

Full time

14 days+
Application generator

An application made for this job — a tailored resume and cover letter that speak straight to the posting.

Get past ATS filters

Job summary

Recsource Recruitment in Mumbai is seeking an experienced Compliance professional to manage regulatory alignment with SEBI, RBI and stock exchanges, and to conduct internal training.

You will monitor compliance risks and provide proactive advisory to stakeholders while upholding high standards of governance in a hybrid work setup in Mumbai.

Qualifications

  • 5+ years of experience in compliance or regulatory roles.
  • Strong understanding of regulatory requirements and risk management.

Responsibilities

  • Ensure legal and regulatory compliance across SEBI, RBI, and stock exchanges.
  • Conduct internal training on compliance policies and procedures.
  • Monitor and advise on compliance-related risk.
  • Collaborate with stakeholders to maintain policy alignment.

Education

LLB
CS (Company Secretary)

Job description

Responsibilities
  • Legal Compliance
  • Regulatory Compliance ( SEBI, RBI, Stock Exchanges )
  • Conducting internal training
  • Monitoring/Advising in compliance related risk
Required Candidate profile
  • 5+ years of experience in Compliance

Role Category: Legal & Regulatory - Other

Education
  • UG: LLB - Bachelor of Laws in Any Specialization
  • PG: CS in Any Specialization
Key Skills

Skills highlighted with ‘‘ are preferred keyskills

Hybrid - Mumbai (All Areas)

Get your free, confidential resume review.
or drag and drop your file here.
Similar jobs

Similar jobs worth comparing

Lead – Compliance – Stock Broking/Capital Markets Numeric Talent Solutions
Lead – Compliance – Stock Broking/Capital Markets Numeric Talent Solutions

The Corporate Institute • Mumbai

On-site
INR 1,800,000 - 2,400,000
Compliance Associate
Compliance Associate

LeanFlo Inc. • Mumbai City

On-site
INR 1,200,000 - 1,800,000
Manager Compliance | Mumbai | 5 to 10 years PQE
Manager Compliance | Mumbai | 5 to 10 years PQE

Michael Page • Mumbai

On-site
INR 2,000,000 - 3,600,000
Compliance Manager
Compliance Manager

Policybazaar • Gurugram District

On-site
INR 2,500,000 - 4,500,000
Compliance Lead
Compliance Lead

Kotak Neo • Mumbai

On-site
INR 1,400,000 - 2,600,000
Compliance Officer
Compliance Officer

Keka Technologies Private Limited • Mumbai

On-site
INR 1,500,000 - 2,100,000
Compliance Officer
Compliance Officer

Abans Finance • Mumbai

On-site
INR 900,000 - 1,500,000
Senior Compliance Manager
Senior Compliance Manager

Kristal Advisors Private Ltd. • Bengaluru

On-site
INR 1,500,000 - 2,500,000
Compliance Head : Andheri W : Sal 20 LPA
Compliance Head : Andheri W : Sal 20 LPA

Jobspothr • Mumbai

On-site
INR 1,800,000 - 2,200,000
Compliance Head : Andheri W, Mumbai : Sal 25LPA : Sat / Sun off
Compliance Head : Andheri W, Mumbai : Sal 25LPA : Sat / Sun off

Jobspothr • Mumbai

On-site
INR 2,250,000 - 2,750,000