Compliance Executive

Market Hub; Surat; On-site; INR 800,000 - 1,400,000; Full time

Job summary

Market Hub in Surat, Gujarat, is seeking a Compliance professional with BFSI experience to manage regulatory reporting, SEBI and exchange compliance, and audit coordination. You will be responsible for coordinating audits, monitoring deadlines, and ensuring documentation aligns with regulatory requirements.

Ideal candidates will have strong knowledge of regulatory reporting and audits, with a detail-oriented mindset and the ability to manage investor grievances and cross-functional compliance

Qualifications

• Experience in Stock Broking / BFSI Compliance.
• Strong knowledge of regulatory reporting & audits.
• Detail-oriented with ability to meet deadlines.

Responsibilities

• Manage regulatory & compliance reporting
• Handle SEBI, Exchange & DP compliance
• Coordinate Internal, System & Cyber Security Audits
• Manage investor grievances & AP compliance
• Monitor regulatory deadlines and documentation
• Ensure implementation of regulatory circulars

Skills

Stock Broking

BFSI Compliance

Regulatory Reporting

Job description

Key Responsibilities

• Manage regulatory & compliance reporting


• Handle SEBI, Exchange & DP compliance


• Coordinate Internal, System & Cyber Security Audits


• Manage investor grievances & AP compliance


• Monitor regulatory deadlines and documentation


• Ensure implementation of regulatory circulars

Candidate Profile

• Experience in Stock Broking / BFSI Compliance


• Strong knowledge of regulatory reporting & audits


• Good documentation and coordination skills


• Detail-oriented and deadline-focused