Compliance Executive

Adityaraj Capital Belgaum

Ahmedabad District

On-site

INR 700,000 - 1,200,000

Full time

9 days ago

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Job summary

Adityaraj Capital Belgaum is seeking a Compliance Executive to ensure operations across Stock Broking & DP verticals adhere to SEBI, Exchange, and Depository rules. The role focuses on regulatory filings, grievance redressal, policy implementation, surveillance, and audit readiness.

The candidate will monitor circulars, implement policies, track compliance, and support internal audits to maintain compliance standards across the organization.

Qualifications

Experience in regulatory filings and reporting.
Experience with Grievance Redressal (SCORES & SMART ODR).
Experience in circular tracking and policy implementation.
Experience in surveillance & market abuse monitoring.
Audit and inspection readiness or response experience.
Familiarity with SEBI circulars.

Skills

Regulatory Filings & Reporting

Grievance Redressal (SCORES & SMART O_

Circular Tracking & Policy Implementa

Surveillance & Market Abuse Monitoring

Audit & Inspection Readiness

SEBI circulars

Job description

We are looking for Compliance Executive to ensure our operations across Stock Broking & Depository Participant (DP),verticals strictly adhere to SEBI, Exchange, and Depository frameworks.

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