Compliance-APAC - Analyst - FIU

Interactive Brokers; Mumbai; On-site; INR 700,000 - 1,000,000; Full time

Benefits offered by this job

Competitive salary package

Performance-based annual bonus

Hybrid working model

Group Medical & Life Insurance

Monthly food card

Attractive employee referral bonus

Job summary

Interactive Brokers is looking for an FIU Analyst in Mumbai, India. The Analyst will be responsible for monitoring cashiering activities according to the firm's AML/CTF policy. Key responsibilities include communicating with clients, reviewing surveillance systems, and managing related projects.

The ideal candidate will have 1-3 years of AML/CTF experience, strong analytical and problem-solving skills, and a proactive attitude. The role offers a hybrid working model and a competitive benefits package including salary bonuses and medical insurance.

Qualifications

• 1-3 years of experience with AML/CTF Rules.
• Fluency in English, both written and spoken, is essential.
• Good organizational skills with the ability to multi-task and prioritize.

Responsibilities

• Assist in monitoring and surveillance of cashiering transactions.
• Communicate with clients on surveillance-related matters.
• Manage projects to implement approved enhancements.

Skills

AML/CTF Rules

Communication skills

Quantitative analysis

Problem-solving

Customer service experience

AI/Machine Learning knowledge

Organizational skills

Education

Relevant qualifications

Job description

Job Description

Role Overview

Interactive Brokers seeks an FIU Analyst who is hard-working, detail-oriented, careful and a problem solver. This Analyst will assist in reviewing and analyzing the firm's customers' cashiering activities per the firm's AML/CTF policy. This role requires high energy and learning new skills in a dynamic environment.

Responsibilities

The role has regional responsibility and will involve:

• Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region
• Communicate with clients on monitoring and surveillance-related matters.
• Reviewing and providing suggestions to enhance existing surveillance systems/reports.
• Manage projects to build and implement approved enhancements and changes required due to regulatory changes.
• Staying up to date with changes in market conduct, AML and other related regulations,
• Staying up to date with APAC and international developments in relevant areas of regulations and law.

Required Qualifications and Skills:

• 1-3 years of experience with AML/CTF Rules.
• Experience in dealing with exchange and regulatory enquiries.
• Fluency in English (both written and spoken) is essential.
• Good communication skills and customer service experience would be advantageous.
• Good quantitative, analytical, and problem-solving skills
• Solid academic background with relevant qualifications
• Knowledge on AI/Machine Learning would be advantageous
• Have a "can do"attitude and willingness to learn.
• Good organizational skills with the ability to multi-task, prioritize and work with minimal supervision
• A high degree of comfort and fluency with computers and technology and an understanding of how technology is applied to business and regulatory problems or an ability to develop this rapidly

Company Benefits & Perks:

• Competitive salary package.
• Performance based annual bonus (cash and stocks).
• Hybrid working model (4days office/week).
• Group Medical & Life Insurance.
• Modern offices with free amenities & fully stocked cafeterias.
• Monthly food card & company paid snacks.
• Hardship/shift allowance with company provided pickup & drop facility
• Attractive employee referral bonus.
• Frequent company sponsored team building events and outings.

* Depending upon the shifts.

** The benefits package is subject to change at the management's discretion.