BNY Mellon Looking for Specialist, SOX IT Control & Compliance at Pune, Maharashtra

BNY Mellon; Pune City; On-site; INR 6,00,000 - 12,00,000; Full time

Job summary

Join a globally recognized financial institution at the forefront of finance and technology. This role offers a unique opportunity to engage with IT general controls and SOX compliance, ensuring the integrity of financial reporting. As part of a diverse and resilient team, you will contribute to the execution of key IT controls, collaborate with stakeholders, and drive improvements in testing efficiency. With a rich history and a commitment to innovation, this position allows you to make a significant impact in a dynamic environment. If you are passionate about finance and technology, this is the perfect opportunity for you to thrive and grow.

Qualifications

• 5-7 years of experience in IT risk/controls and auditing required.
• Bachelor's degree or equivalent experience is necessary.

Responsibilities

• Ensure IT controls over financial reporting are effective for SOX compliance.
• Manage multiple deliverables across time-sensitive deadlines.

Skills

IT General Controls

Application Controls

SOX Compliance

Risk Management

Auditing

Data Analytics

GRC Software (AuditBoard)

PowerBI

Alteryx

Education

Bachelor's Degree

Certified Information Systems Auditor (CISA)

Tools

AuditBoard

PowerBI

Alteryx

Job description

Overview

Put your professional experience to work for one of the world’s most recognized and admired financial industry companies with a career at BNY Mellon.

Founded in 1784 by Alexander Hamilton, we have not only been an engine behind the evolution of the financial industry, but we have also evolved at every step. Today we are more than 50k+ employees across 35 countries as we continue to build momentum and achieve further growth.

As a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle, BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. Being one of the world’s top asset management and banking firms that manages $42 trillion in assets, has 97% of the world’s top banks as customers, and one of the first to use computing technology and access the largest dataset available globally, we have the insights, solutions, technology, and talent to shape the future of finance.

About SOX Compliance & Controls (SOX C&C)

SOX Compliance & Controls is a global team of professionals which assesses critical financial, regulatory, and technology processes/areas supporting all lines of businesses and functions around the world. We are a diverse, resilient, and unique group of experienced business & technology professionals based within the Company’s Finance Department. SOX C&C also offers a developmental opportunity that extends beyond the traditional boundaries of our core functions, providing a well-rounded perspective of Finance, IT and the overall business.

SOX C&C is comprised of four primary areas, with opportunities for mobility across these areas for our employees:

1. Internal Control over Financial Reporting (ICFR) – SOX 404 Compliance
2. Internal Control over Regulatory Reporting (ICRR)
3. Basel Independent Verification (BIV)
4. Information Technology

We would like you to be a part of this exciting and growing team that will enable you to obtain extensive exposure and insight across BNY Mellon!

Standard Job Responsibilities

As a key member of SOX C&C, you will:

1. Demonstrate sound knowledge of IT general controls and application controls with a thorough understanding of SOX.
2. Ensure IT general controls and application controls over financial reporting are sound and effective to ensure compliance with SOX.
3. Contribute to the execution of the SOX IT plan in the assessment of key IT controls for in-scope information systems for testing, documentation and reporting to Senior Management.
4. Manage multiple deliverables across various time sensitive deadlines while executing the completion of the test of design and test of operating effectiveness over the internal controls with limited oversight.
5. Support the senior colleagues with tracking the status of control deficiencies; review remediation by process owners and document findings for/to SOX management.
6. Support collaboration with business & technology stakeholders to identify ways to improve testing efficiency and issue reporting communications.
7. Actively contribute to the achievement of the IT SOX team goals.

Qualifications

Bachelor‘s Degree or the equivalent combination of education and experience is required. Certified Information Systems Auditor (CISA) or an equivalent IT certification is highly preferred.

5-7 years of experience in IT risk/controls and/or auditing background is required. Experience with GRC software (AuditBoard) or data analytic tools (PowerBI, Alteryx) is preferred. Financial Services industry experience is helpful.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world’s financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It’s the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.