BAPM, Compliance IT, Information Technology

citicclsa; Pune District; On-site; INR 1,500,000 - 2,300,000; Full time

Job summary

citicclsa in India seeks an experienced IT project professional to drive compliance technology initiatives across COB, AML, and regulatory reporting. You will liaise with stakeholders, conduct feasibility studies, and produce BRDs, UAT plans, and user manuals.

Collaboration with Compliance, vendors, and IT teams is essential to deliver compliant solutions on time. The role requires 8–10 years in IT project management within financial institutions, with strong communication, discipline, and

Qualifications

• Bachelor's degree or above in IT, Business, or related disciplines.
• 8–10 years IT project experience in financial institutions, including minimum 3 years in project management.
• Proven exposure to Compliance technology domains: COB, AML, trade surveillance, regulatory reporting.
• Working knowledge of SMARTS, LiquidMetrics, GoldTier, AxiomSL and ComplySci is a plus.
• Good understanding of front-to-back trading/settlement flows in Investment Bank is an advantage.
• Experience in data analysis is a plus.
• Detail-oriented and self-motivated.
• Demonstrates accountability, ownership, and professional discipline.
• Excellent communication skills.

Responsibilities

• Liaise with Compliance stakeholders to gather requirements and design technology solutions.
• Conduct gap analysis, impact assessment, and feasibility studies on business requirements.
• Prepare and maintain business requirement documents, test scenarios, and user manuals.
• Collaborate with Compliance, vendors, and IT teams to deliver technology solutions.
• Participate in project planning, scope management, and stakeholder communications.
• Develop, coordinate, and execute UAT plans, test cases, and defect management.
• Manage end-to-end project lifecycle activities from initiation to post-implementation support.
• Ensure solutions comply with CLSA standards and practices.

Skills

Communication skills

Detail-oriented

Accountability & ownership

Education

Bachelor's degree or above in IT/Business

Tools

SMARTS

LiquidMetrics

GoldTier

AxiomSL

ComplySci

Job description

Key Areas of Responsibilities

• Liaise with Compliance stakeholders to gather requirements, analyze business needs, and design technology solutions that support regulatory and operational objectives.
• Conduct gap analysis, impact assessment, and feasibility studies on business requirements, and recommend aligned technology strategies.
• Prepare and maintain business requirement documents, test scenarios, and user manuals.
• Collaborate with cross-functional teams, including Compliance, vendors, and internal IT teams to deliver technology solutions.
• Participate in project planning, scope management, and stakeholder communications to ensure successful project delivery.
• Develop, coordinate, and execute UAT plans, test cases, and defect management activities to ensure solutions meet business requirements.
• QA Testing and ensure changes is rigorously tested before providing in UAT to users
• Manage end-to-end project lifecycle activities from initiation, requirements gathering, solution design, testing, deployment, and post-implementation support.
• Ensure solutions (either in-house or vendor) comply with CLSA standards and practices

Requirements

• Bachelor's degree or above in IT, Business, or related disciplines.
• 8-10 years of IT project experience in financial institutions, including minimum 3 years in project management
• Proven exposure to Compliance technology domains, including COB, AML, trade surveillance, regulatory reporting and other compliance areas
• Working knowledge of SMARTS, LiquidMetrics, GoldTier, AxiomSL and ComplySci applications is a plus
• Good understanding of front-to-back trading / settlement flows in Investment Bank is an advantage
• Experience in data analysis is a plus
• Detailed-oriented and self-motivated
• Demonstrates a strong sense of accountability, ownership, and professional discipline
• Excellent communication skills