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Equirus, a mid-market financial services firm, is seeking a hands-on professional to lead the back-office operations for its Broking business. You will oversee KYC, Demat operations, and other back-office functions to ensure smooth processing and strict regulatory compliance.
You will manage a team, drive process improvements, and ensure timely submission of data and documentation to regulators. Prior experience in back-office operations and capital markets is essential.
Equirus, a mid- market, full service Financial Services provider, backed by prominent investors and founded in July 2007. Since then Equirus have been providing investment banking & related advisory services for Indian Corporates. Equirus has been a house banker for many of its clients providing for Private Equity, Mergers & Acquisitions, Equity Capital, Debt Capital and Structured Finance advisory. Over the last 13 years, Equirus has built impeccable credentials and market standing across domains and has created a niche for itself in its ability to structure and deliver transactions in-line with client requirements with closing over 150 successful transactions across Capital raising and M&A. Equirus has an Institutional equities arm and the Research house which covers more than 192 stocks across sectors and has created a niche for itself in an extremely competitive environment. It is increasingly getting identified as the go-to house for mid-caps companies amongst Domestic as well as foreign institutional investors. The Portfolio Management Services launched in 2016 has recorded an exceptional performance of its Equirus Long Horizon Fund since inception. Equirus has now forayed into the wealth business to offer investment solutions to high networth individuals (HNIs) and mass affluent clients. Equirus Wealth is a holistic Wealth Platform formed with the objective of providing Client Centric, Comprehensive and Transparent services for Individuals, Families and Corporates.
Responsible for entire operations andmanaging back-office team of the Broking business.
Well versed with all functions like KYC,Demat Operations, Back-office ops etc.
Ensure all processes and data is submittedon time for regulatory compliances.