Audit and Compliance Analyst Entry - India

Sagent India; Chennai; Hybrid; INR 6,00,000 - 8,00,000; Full time

Job summary

A leading fintech company in Chennai is seeking an Audit and Compliance Analyst to ensure technical compliance with industry standards. The role involves assisting with audits, vendor risk management, and preparing compliance reports. Ideal candidates will have a degree in business or a related field, with 1-2 years of experience, and knowledge of relevant regulations. Competitive perks include remote options, medical coverage, and flexible time off.

Benefits

Remote/Hybrid workplace options

Group Medical Coverage

Flexible Time Off

Career Pathing

Summer Fridays

Qualifications

• 1-2 years of experience in related field, experience considered in lieu of degree.
• Minimum 1 year experience in technical compliance or audit.
• Strong knowledge of industry standards like SOC 2, ISO 27001, PCI DSS.

Responsibilities

• Evaluate and manage compliance risks associated with third-party vendors.
• Assist in the execution of technical compliance audits.
• Prepare and present compliance reports to senior management.

Skills

Project management

Communication skills

Risk assessment

Education

Bachelor’s Degree in business or related field

Tools

Audit management software

Compliance management tools

Job description

Audit and Compliance Analyst Entry - India

Why you'll LOVE Sagent:

You could work anywhere. We know you are talented and looking for something inspiring and impactful. A place where you will make a difference and have a great time doing it!

By choosing Sagent, you can be part of our mission to make loans and homeownership simpler and safer for all US consumers.

Sagent powers servicers and consumers. You power Sagent!

About this opportunity:

As a Audit and Compliance Analyst at Sagent, you will play a critical role in safeguarding our commitment to technical compliance and security. You will be responsible for assisting with all technical compliance audits and certifications (e.g., SOC 2, ISO 27001, PCI-DSS), third-party risk due diligence and client due diligence, while also working on other areas of technical compliance to ensure that our products and services meet regulatory and industry standards.

Your day-to-day at Sagent:

Vendor and Third-Party Risk Management:

Partner with the vendor management team to evaluate and manage compliance risks associated with third-party vendors and partners.
Conduct due diligence assessments and ensure vendor compliance with security and regulatory requirements.
Technical Compliance Audits:

Assist the execution of technical compliance audits, including SOC 2, ISO 27001, PCI, client due diligence audits, and others.
Collaborate with cross-functional teams to gather evidence, conduct assignments, and ensure compliance with established standards.
Track audit progress, address findings, and provide timely responses to auditors.
Policy and Procedure Development:

Assist in the creation and maintenance of compliance policies, procedures, and documentation.
Stay current with regulatory changes and industry best practices to ensure our policies align with the latest standards.
Compliance Monitoring and Reporting:

Track compliance with internal policies and external regulations.
Prepare and present compliance reports to senior management and relevant stakeholders.
Incident Response and Investigation:

Assist in incident response activities related to security breaches or compliance violations.
Collaborate with the incident response team to investigate and address incidents promptly.

We would love to hear from you if you have:

• Bachelor’s Degree in business, risk management, or a related field with 1 - 2 years of experience in a related field. Experience will be considered in lieu of a degree.
• Minimum 1 year experience in technical compliance, audit, or risk management, preferably in a fintech or SaaS environment.
• Strong knowledge of industry standards and regulations such as SOC 2, ISO 27001, PCI DSS, and other regulatory frameworks.
• Familiarity with risk assessment methodologies and compliance frameworks.
• Excellent project management and communication skills.
• Relevant certifications (e.g., CISA, CGRC, CRISC) are a plus.
• Willingness to travel occasionally (up to 20%).

#LI-SM1

Perks! As a Sagent Associate, you will be eligible to participate in our benefit programs beginning on Day #1! We offer a comprehensive package including Remote/Hybrid workplace options, Group Medical Coverage, Group Personal Accidental, Group Term Life Insurance Benefits, Flexible Time Off, Food@Work, Career Pathing, Summer Fridays and much, much more!

Why Sagent? Sagent is transforming the mortgage servicing industry by bringing the modern experience customers now expect from loan originations to loan servicing. Our platform lets customers manage their home-owing lives from anywhere while giving servicers lower costs, scale compliance and higher servicing values through full market cycles.

Sagent is a joint venture that combines Fiserv Inc.'s decades of market-leading fintech expertise with Warburg Pincus' skill in growing technology companies. We hire innovators and doers to disrupt the last and most complex frontier of lending and housing. We're growing fast and need you to help shape our future.

Sagent is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, nationalorigin, disability or protected veteran status.

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