Asst Manager, Trade & Regulatory Control - FS

Standard Chartered; Bengaluru; On-site; INR 1,500,000 - 2,100,000; Full time

Job summary

Standard Chartered in Bangalore, IND, seeks an Asst Manager, Trade & Regulatory Control - FS to lead the Markets Trade & Regulatory Control function, driving proactive risk management and robust booking controls across FOBO/FOFO interfaces.

You will oversee frontline supervision, ensure regulatory compliance, and partner with Trading, Sales, COO, Ops, Finance and Risk to enhance control framework and operational readiness.

Qualifications

• Must-have Skills
• Other Skills
• Qualifications

Responsibilities

• Markets Business & Client Solutions was established in 2024 aligned to CIB Markets COO Organisation, following Organisation restructure across global Financial Market Operations.
• Business & Client Solutions team provides our Clients, Front Line business, and local management boards a suite of integrated trade and client lifecycle solutions that are protected by our proactive risk management capabilities, made highly accessible and available across our global network footprint.

Skills

Action Oriented

Collaborates

Courage

Nimble Learning

Instils Trust

Customer Focu

Education

Degree or Diploma qualified with relevant Business experience

Job description

Asst Manager, Trade & Regulatory Control - FS

Requisition Number: 61688

Job Details

• Job Location: Bangalore, IND
• Global Grade: Band 8
• Work Type: Office Working
• Employment Type: Permanent
• Posting Start Date: 13/10/2026
• Posting End Date: 23/10/2026

Job Summary

• Markets Trade & Regulatory Control function responsible to enable Proactive Risk Management via execution of trade and regulatory controls across Markets Business, that adhere to Regulatory guidelines and uphold high standards of operational integrity. We are trusted partners to Markets Business delivering superior risk management practices, Control execution and generate data driven actionable insights to drive informed decision making. Verify the accuracy and integrity of OTC manual booking trades by cross-referencing with an independent external execution source. Ensure that the risks associated with rogue trading and erroneous booking are mitigated by compliance with the established booking model. Implement controls for the monitoring of exceptions and the reconciliation of discrepancies across the FOBO, FOFO, and interface systems to ensure data integrity and completeness. The comprehensive reconciliation of internal intercompany trade transactions to ensures accuracy and transparency. Perform Frontline supervision controls by portfolio and position monitoring are properly managed to maintaining operation efficiency to mitigate risk. Overseas electronic trading platform controls, non-standard booking activities and regulatory compliance. New business enablement and solutions, partner to deliver strategic initiatives and ensure Operational readiness. Manage query remediation, other day-to-day processing, ensuring timely escalation to minimise risk exposure. Collaborate with Front Office including Trading and Sales Desks and Business COO to support Business Enablement initiatives and Control framework. Build strong relationship with internal teams across Ops, Finance, Risk and Technology to facilitate efficient Collaboration and speedy resolution of issues. Work with Business COO to identify booking model improvements and drive efficiency. Achieve Regulatory and Conduct Compliance and future proof the Middle Office model through a strong understanding of current rules and anticipation of upcoming regulations. Adherence to Ops Risk Framework standards of implementation and process management Oversight of Daily Productivity, KPI, KCI and Capacity metrics.
• Provide strong leadership to the Trade Control team by setting clear objectives, prioritising workloads, and ensuring alignment with global business strategy and risk appetite. Act as a role model for a strong risk and control culture, promoting ethical behaviour, accountability, and proactive issue escalation. Coach, mentor, and develop team members, driving continuous improvement in product knowledge, control awareness, and technical skills. Lead change initiatives and process re-engineering efforts to enhance efficiency, automation, and control robustness across the trade lifecycle. Influence and challenge stakeholders constructively, ensuring that business growth is balanced with robust control and regulatory expectations.

Key Responsibilities

• Markets Business & Client Solutions was established in 2024 aligned to CIB Markets COO Organisation, following Organisation restructure across global Financial Market Operations.
• Business & Client Solutions team provides our Clients, Front Line business, and local management boards a suite of integrated trade and client lifecycle solutions that are protected by our proactive risk management capabilities, made highly accessible and available across our global network footprint.

Our Identity & Purpose

• Enable Revenue Growth: We enable revenue growth through enhancing Front Line productivity and allowing our Sales and Traders colleagues to focus on revenue generating activities. Our capabilities offer a competitive advantage for new-to-bank and existing clients.
• Protect the Business: We protect our business, our clients and stakeholders through superior's risk management practices and processes. We are accountable for the risk impact and outcomes and collectively manage the risk profiles across products and geographies.
• Improve Client Experience: We are responsible for the client experience for new to bank and existing clients. We are trusted advisors and operational stewards for our sales force and our clients, and we lead the operationalization of client needs.
• Optimise & Scale: We drive improvement in our processes and influence process changes to support business and client outcomes. We challenge existing process and strive for continuous improvements to meet client and business expectations.

Skills and Experience

Must-have Skills

• Action Oriented
• Collaborates
• Courage

Other Skills

• Nimble Learning
• Instils Trust
• Customer Focu

Qualifications

Key Experiences:

• OTC derivatives, repo, FX & money market Products
• Electronic execution processes
• Trade Validation Control
• Trade exception management controls
• Front Office supervision controlsNew Products & Business Enablement
• Client Onboarding process

Certifications / Qualifications (only where mandatory): Degree or Diploma qualified with relevant Business experience

Language: English

About Standard Chartered

We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.

Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.

Together we:

• Do the right thingand are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do
• Never settle,continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well
• Are better together,we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term

What we offer

In line with our Fair Pay Charter,we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.

• Core bank funding for retirement savings, medical and life insurance,with flexible and voluntary benefits available in some locations.
• Time-offincluding annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
• Flexible workingoptions based around home and office locations, with flexible working patterns.
• Proactive wellbeing supportthrough Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills,global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits
• A continuous learning cultureto support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.
• Being part of an inclusive and values driven organisation,one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.

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