Associate, Regulatory Reporting

Ares Management Corporation; Mumbai; On-site; INR 1,500,000 - 2,500,000; Full time

Job summary

Ares Management Corporation in Mumbai seeks a Senior Associate, Investment Adviser Compliance to support regulatory reporting and filings to regulators including the SEC, CFTC, FRB and other global bodies.

You will collaborate with Regulatory Reporting, Finance, Legal and Technology teams to implement standardized workflows, enhance data controls, and drive process automation while staying current with evolving laws.

Qualifications

• Bachelor’s degree required.
• Proficiency in Microsoft Office Suite.
• Familiarity with Power Apps a plus.

Responsibilities

• Work closely with the Regulatory Reporting team on regulatory submissions to bodies such as the SEC, CFTC, FRB and other regulators.
• Assist in developing and documenting standardized workflows and controls for filing, review, submission, and retention processes.
• Assist in continuous assessment and testing of global regulatory reporting risks and controls.
• Collaborate with Finance & Accounting, Investment Operations, Legal, and Technology departments.
• Coordinate with Compliance to improve data provision to regulators across jurisdictions.
• Stay current on evolving laws and best practices; support ad hoc projects.

Skills

Regulatory compliance knowledge

Attention to detail

Time management

Communication skills

Education

Bachelor’s degree

Tools

Microsoft Office

Power Apps

Job description

Job Description

Primary functions & responsibilities

• Work closely with colleagues in the Regulatory Reporting team with respect to regulatory submissions to regulatory bodies such as the SEC, CFTC, FRB, and other US and foreign regulators.
• Assist in the development, implementation, and documentation of standardized workflows and controls supporting the Regulatory Reporting filing preparation, review, submission, and retention processes.
• Assist in the continuous assessment and testing of the Firm’s global regulatory reporting risks and controls in accordance with regulatory requirements, best practices, and industry guidance.
• Work collaboratively with cross-functional members of the Firm’s global Finance & Accounting, Investment Operations, Legal, and Technology departments.
• Assist the Regulatory Reporting team in coordinating with members of the global Compliance team to drive efficiency across data provided to regulators in all jurisdictions.
• Keep current on evolving laws and regulations and stay abreast of best practices and industry guidance.
• Assist with ad hoc projects, assignments, and initiatives.

Education/Skills:
Bachelor’s Degree required.
Proficiency in Microsoft Office Suite.
Familiarity with Power Apps a plus.

Experience Required:
3-5 years of experience with direct experience in investment advisory compliance, regulatory reporting, financial reporting, or similar global compliance roles in an investment management setting.
Knowledge of regulatory requirements, including experience working with, Form ADV, Form PF, CFTC/NFA and beneficial ownership reporting.
Experience working with technology development teams and other stakeholders to pursue ongoing process automation and technology enhancements.
Ability to extract meaningful information from research and keep abreast of industry and regulatory developments.
Applying knowledge of investment concepts to ensure accurate regulatory filings.

General Requirements

• Strong time management and prioritization skills; results orientation; and an ability to work under tight deadlines in a fast-paced environment.
• Exceptional attention to detail, analytical skills, highly organized and process-driven; high accuracy.
• A self-directed individual with a can-do attitude, willing to work in an energetic, collaborative, and fast-paced environment, proactive in nature, and a proven ability to resolve issues with minimal supervision.
• Outstanding written and verbal communication skills, with the ability to effectively present complex concepts in a manner that is appropriately calibrated to audiences with different perspectives and levels of familiarity.
• Strong sense of ownership and accountability; demonstrates good problem-solving skills and judgment in terms of escalating issues vs. solving problems independently.
• A solutions-oriented, self-starter, with an ability to see the big picture.
• Ability to be flexible in terms of hours to coordinate with team members across various time zones.
• Dependable, great attitude, highly motivated and a team player.

Reporting Relationships:
Senior Associate, Investment Adviser Compliance

About Ares Management

Ares Management Corporation (NYSE: ARES) is a leading global alternative investment manager offering clients complementary primary and secondary investment solutions across the credit, real estate, private equity and infrastructure asset classes. We seek to provide flexible capital to support businesses and create value for our stakeholders and within our communities. By collaborating across our investment groups, we aim to generate consistent and attractive investment returns throughout market cycles. As of June 30, 2026, Ares Management's global platform had approximately $671billion of assets under management(1) with more than 4,400 employees operating across North America, South America, Europe, Asia Pacific and the Middle East. For more information, please visit www.aresmgmt.com.

Equal Employment Opportunity

Ares Management LLC (together with its related operating and administrative subsidiaries, “Ares Management”) is an Equal Employment Opportunity employer and considers all applicants for employment without regard to race, color, religion, ethnicity, creed, sex, age, national origin, alienage or citizenship status, disability, medical condition, pregnancy, marital status, partnership status, sexual orientation, status regarding public assistance, military or veteran status, domestic violence victim status, gender identity and expression, transgender status, genetic information, status as unemployed, political affiliation or any other characteristic protected by federal, state or local law. Ares Management will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of the Fair Chance Initiative for Hiring Ordinance. (1) As of June 30, 2026. AUM amounts include funds managed by Ivy Hill Asset Management, LP., a wholly owned portfolio company of Ares Capital Corporation and registered investment adviser.