Assistant Manager Branch Audit

AU SMALL FINANCE BANK; Jaipur; On-site; INR 800,000 - 1,200,000; Full time

Job summary

AU SMALL FINANCE BANK invites applications for the role of Assistant Manager – Branch Audit within Internal Audit, based in Jaipur. The role supports risk-based branch audits by evaluating operational controls, regulatory compliance, and process adherence across branch locations.

Key responsibilities include conducting audits per plan, reviewing branch operations and documentation for policy and regulatory compliance, performing testing of deposits, loans and cash processes, and verifying

Responsibilities

• Conduct branch audits as per the approved audit plan and audit methodology.
• Review branch operations, transactions, documentation, and processes to assess compliance with internal policies and regulatory guidelines.
• Perform audit testing of deposits, loans, cash operations, customer service processes, account opening, and other branch activities.
• Verify adherence to KYC, AML, operational risk, and compliance requirements.

Job description

Job Description:

Job Description – Assistant Manager – Branch Audit

Designation:

Assistant Manager – Branch Audit

Department:

Internal Audit

Reporting To:

Manager / Senior Manager – Branch Audit

Role Purpose

To support the execution of risk-based branch audits by evaluating operational controls, regulatory compliance, and process adherence across branch locations. The role is responsible for identifying control gaps, reporting audit observations, and ensuring timely closure of audit findings to strengthen the Bank's control environment.

Key Responsibilities

Audit Execution

• Conduct branch audits as per the approved audit plan and audit methodology.
• Review branch operations, transactions, documentation, and processes to assess compliance with internal policies and regulatory guidelines.
• Perform audit testing of deposits, loans, cash operations, customer service processes, account opening, and other branch activities.
• Verify adherence to KYC, AML, operational risk, and compliance requirements.