Analyst - Trade And Transaction Regulatory Reporting

HSBC; Karnataka; On-site; INR 1,200,000 - 1,900,000; Full time

Job summary

HSBC Holdings plc in India seeks an Analyst – Regulatory Reporting to join a global team responsible for ensuring timely and accurate regulatory submissions across multiple regimes. The role involves implementing controls, managing data quality, and coordinating with front-to-back stakeholders to minimize regulatory risk.

The successful candidate will have a banking/finance/risk management background, strong data and reporting skills, and experience with ETL tools and scripting languages.

Qualifications

• Degree in banking/finance/risk management with understanding of OTC derivative products.
• Strong grasp of risk management principles and controls framework.
• Knowledge of data systems, data propagation, and delivery of regulatory reports.
• Proficiency in ETL tools and scripting languages (Python/SQL) and VBA.
• Experience with risk/control environments in global financial institutions.

Responsibilities

• Global cross-asset-class role ensuring controls to reduce regulatory risk.
• Owns trade/reporting obligations (HKMA, ASIC/MAS, MiFID, EMIR, SFTR, CFTC, CSA, SEC).
• Implement and monitor controls across exceptions, reconciliations, QA, and pairing/matching.
• Escalate issues and develop strategic solutions; create MIS dashboards for KPIs and risk indicators.
• Respond to counterparty queries and manage audits within SLAs.

Skills

Python

SQL

VBA

Power BI

QlikView

JIRA

MS Project

Confluence

Education

Bachelor's degree in banking/finance/risk management

Tools

QlikView

Power BI

JIRA

MS Project

MS SharePoint

Confluence

Job description

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions. We are currently seeking an experienced professional to join our team in the role of Analyst – Regulatory Reporting.

In this role, you will

• This team is a global, cross-asset-class role that works closely with front-to-back stakeholders to ensure key controls are in place to reduce HSBC’s overall regulatory risk.
• The team is considered as Control Owners for Over-the counter and Exchange-Traded Derivatives Trade & Transaction Reporting and responsible for ensuring that HSBC’s various reporting obligations (HKMA, ASIC/MAS, MIFID, EMIR, SFTR, CFTC, CSA, SEC) are met in a timely and accurate fashion.
• Implement and monitor controls across exceptions, reconciliations, quality assurance and pairing & matching. Mitigate under-reporting, over-reporting, and mis-reporting risks identified by controls.
• Escalate identified issues and work with various stakeholders to implement strategic solutions. Create management information dashboards to highlight key performance indicators and risk indicators.
• Respond to counterparty queries and exchange information for accurate reporting. Manage audit and business queries within agreed Service Level Agreement response time.

To be successful you will

• A degree in banking / finance / risk management with Understanding of end-to-end trade lifecycle and characteristics of typical OTC Derivative products.
• Strong foundation of risk management principles and understanding of controls framework. Awareness of the global regulatory landscape and key aspects of various Trade and Transactions Reporting regulations.
• Technical understanding of how systems propagate data, calculate risk, and deliver various regulatory reports. Analytical skills to process vast amounts of data and provide meaningful insights.
• Knowledge of ETL tools (QlikView, Power BI) Coding skill in VBA, Python, SQL.
• Proficiency in project management and workflow tools (JIRA, MS projects, MS SharePoint, Confluence) Previous experience in a risk / control environment (or similar) within a global Investment Bank/Financial Institution.

Hsbc. Com/Careers

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible work and opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role. "Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website."

***Issued By HSBC Electronic Data Processing (India) Private LTD***