Analyst Portfolio Compliance

Connor, Clark & Lunn Financial Group (CC&L); Gurugram District; Presencial; INR 1.200.000 - 1.800.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Flexibility in work practices

Social events and volunteering

Professional development support

Descripción de la vacante

Connor, Clark & Lunn Financial Group in Gurugram, India, seeks a Portfolio Compliance Analyst to join our Portfolio Compliance Team. You will work with institutional portfolio managers and affiliate compliance officers to support the investment process and strengthen compliance frameworks.

You will monitor rules across asset classes using Charles River and FundApps, prepare compliance certificates and reports, and collaborate with multiple business groups to resolve questions.

Formación

• Two to five years of experience in Asset Management performing a compliance function.
• Solid understanding of portfolio compliance within a broader risk management framework.
• Attention to detail, accuracy and timeliness are critical to achieving goals.
• Analytical mindset with a problem-solving approach.
• Curiosity and willingness to ask questions.
• Collaborative communication and teamwork.
• Strong project management skills.
• Organized with ability to manage multiple tasks and interruptions.

Responsabilidades

• Using Charles River to create and monitor pre-trade and post-trade compliance rules across all asset classes and security types.
• Using FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures.
• Preparing compliance certificates and reports for managers or regulators.
• Collaborating with portfolio management, operations, and legal to resolve compliance questions.
• Maintaining and improving portfolio compliance procedures and controls.
• Taking a lead role in projects of varying scope.

Conocimientos

Asset management

Compliance

Risk management

Excel

Charles River

Project management

Communication

Analytical thinking

Collaboration

Herramientas

Charles River

FundApps

Descripción del empleo

Job Description

We are looking for a Portfolio Compliance Analyst to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group in Gurugram, India. Compliance plays a critical role in the investment process and in this position, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. The role of compliance continues to evolve in complexity and importance. This is a fantastic opportunity to be part of a growing team whose scope and visibility continues to increase!

What Will You Do

• Using Charles River to create and monitor pre-trade and post-trade compliance rules across all asset classes and security types. These compliance rules are derived from client mandates, global regulations, industry best practices, and firm wide guidelines.


• Using FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures.


• Preparing compliance certificates and compliance reports either internally for managers or externally for clients and regulators.


• Working with various business groups within the company (portfolio management, operations, legal). You will be answering their compliance related questions and helping resolving issues.


• Maintaining and continuously improving portfolio compliance related procedures and controls.


• Taking a lead role in projects that vary in scope and size.

What You Bring

• A Passion for Compliance – You have two to five years of experience in Asset Management performing a compliance related function.


• Risk Intelligent Mindset – You have a solid understanding of portfolio compliance and its role within a broader risk management framework.


• A Passion for Operational Excellence – You display a professional attitude where attention to detail, accuracy and timeliness are critical success factors in achieving your goals and objectives.


• Critical Thinking – You possess an analytical mindset and like to solve problems.


• Curiosity – You are inquisitive and are not afraid to ask questions.


• Collaborative Communication – You communicate effectively and have a collaborative sprit that helps you to work well with others.


• Project Management – You have strong project management skills.


• Organization - You are organized and can manage multiple tasks and interruptions.


• Technology Savvy – You are able to pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Charles River experience is an asset.

What We Offer

At Connor, Clark & Lunn Financial Group, we’re \"invested in our greatest asset, you\". Our shared goals reflect what matters most to our people:

• Your community: we foster belonging through collaboration, inclusion and flexibility. Enjoy social events, volunteering and a strong commitment to corporate social responsibility. Our flexible work practices are designed to support work-life balance and provide employees with flexibility in where and how they work


• Your growth: we prioritize your development with meaningful work, continuous learning budgets, paid study days and support for professional designations.


• Recognizing you: your contributions are rewarded with competitive total compensation, retirement savings support, wellness credits, enhanced parental leave, and comprehensive health benefits.

For a closer look at how you can build your career with us, we invite you to explore cclgroup.com.

We are committed to providing an inclusive, accessible recruitment and selection process. We welcome and encourage applications from people with disabilities. Accommodations are available on request for candidates taking part in all aspects of the recruitment and selection process. Please contact [e-mail] if you require accommodation.

AI may be used to support certain stages of our screening & recruitment process. These tools support, but do not replace, human judgment and decision-making.