Analyst, Compliance Consulting

Kroll; Maharashtra; On-site; INR 420,000 - 620,000; Full time

Job summary

Kroll is seeking an Analyst to support the Financial Services Compliance & Regulation - Compliance Consulting practice in electronic surveillance monitoring. The role suits proactive individuals who thrive in fast-paced environments and who will help deliver clarity to clients facing governance, risk, and transparency challenges.

Responsibilities include coordinating SEC compliance support for hedge funds and private equity funds, monitoring trading platforms, and reporting violations.

Qualifications

• Bachelor’s or master’s degree in commerce, Accounting, Law, Business Administration or Management from an accredited university.
• Proven 6 months to 3 years of work experience in a compliance role.
• Excellent written and spoken English with clear communication and time management.

Responsibilities

• Coordinate with US Compliance Consulting practice to manage SEC compliance support for hedge funds and private equity funds.
• Assist in monitoring personal trading platforms for FSCR-CC clients.
• Proactively monitor and report potential electronic communications compliance violations on archival platforms.
• Work with external vendors to troubleshoot critical systems issues.
• Stay updated on SEC guidance and regulatory changes related to electronic communications and surveillance systems.
• Advise on data management and client-facing, solutions-focused communication.

Skills

Strong English

Client facing

Team collaboration

Education

Bachelor’s or Master’s degree in commerce, Accounting, Law, Business Administration or Management

Job description

Description

We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance & Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring. We are looking for bright, innovative individuals to be part of a growing team, individuals that have initiative and who will relish taking on responsibility. This role would suit someone proactive, who thrives in a fast-paced environment. At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges.

Responsibilities

• Closely coordinate with the Financial Services Compliance & Regulation - US Compliance Consulting practice to manage and perform ongoing SEC compliance support services allocated to the individual on behalf of its clients (primarily hedge funds and private equity funds)
• Assist in managing and monitoring various personal trading platforms on behalf of FSCR-CC clients.
• Proactively monitor and report on potential electronic communication compliance violations on various archival platforms
• Work closely with external vendors to troubleshoot and elevate critical systems issues.
• Actively monitor and report on potential electronic communication compliance violations
• Stay abreast of SEC guidance regarding regulatory changes and guidance regarding electronic communications and surveillance systems.
• Experience in advising hedge funds and private equity funds is a plus.

Requirements

• Bachelor’s or master’s degree in commerce, Accounting, Law, Business Administration or Management (with a concentration in Accounting, Law, Economics or Finance) from an accredited university or college
• Proven six (6) months 3 years of work experience in a compliance role.
• Ability to work on own initiative and as part of a team.
• Client facing, solutions focused skills and passionate to work extensively on data management.
• Clear, logical thought processes, ability to make decisions and articulate these clearly.
• Strong English oral and written communication skills
• Time management skills and ability to work within deadlines.
• Solution-driven and problem-solving attitude
• Legal or audit background would be useful.

About Kroll

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.

Kroll is committed to equal opportunity and diversity, and recruits people based merit.