Senior Trade Compliance Advisory

Rutherford; Dublin; Presencial; EUR 90.000 - 120.000; Jornada completa

Descripción de la vacante

Rutherford in Dublin is seeking an experienced Trading Compliance Advisory professional to join our team. You will work closely with trading desks to provide practical regulatory guidance in a fast-paced environment.

The role focuses on day-to-day compliance support for trading activities, advising on new products and strategies, and strengthening trade surveillance and risk controls. You will partner with stakeholders across the business, contributing to policy development and ensuring robust

Formación

• 5-10 years experience in trade advisory.
• Experience in Trading Compliance or similar advisory role.
• Strong knowledge of MiFID II and MAR.
• Confidence engaging with traders and senior stakeholders.
• Exposure to equities, fixed income or derivatives markets.
• Experience with trade surveillance and FCA/CBI regulatory requirements would be advantageous.

Responsabilidades

• Provide day-to-day compliance advice to trading teams on regulatory and market conduct matters.
• Advise on trading activities, new products and strategies.
• Support trade surveillance, market abuse controls and risk management.
• Develop and maintain trading compliance policies and procedures.
• Work collaboratively with stakeholders across the business.

Conocimientos

Trading compliance advisory

MiFID II knowledge

MAR knowledge

Stakeholder engagement

Trading desks collaboration

Trade surveillance

FCA/CBI regulatory requirements

Equities/Fixed income/Derivatives

Descripción del empleo

I’m working with a leading financial services firm looking to hire an experienced Trading Compliance Advisory professional to join its team in Dublin.

This is an excellent opportunity for someone who enjoys working closely with trading desks, providing practical regulatory advice and supporting a fast-paced trading environment.

Key Responsibilities:

• Provide day-to-day compliance advice to trading teams on regulatory and market conduct matters.
• Advise on trading activities, new products and strategies.
• Support trade surveillance, market abuse controls and risk management.
• Develop and maintain trading compliance policies and procedures.
• Work collaboratively with stakeholders across the business.

What We're Looking For:

• 5-10 years previous experience within the trade advisory space
• Previous experience in Trading Compliance or a similar advisory role.
• Strong knowledge of MiFID II and MAR.
• Confidence engaging directly with traders and senior stakeholders.
• Exposure to equities, fixed income or derivatives markets.
• Experience with trade surveillance and FCA/CBI regulatory requirements would be advantageous.

Location: Dublin