Regulatory Compliance Manager: Lead Programs & Change

Cantor Fitzgerald Securities; Ireland; On-site; EUR 60,000 - 90,000; Full time

Job summary

Cantor Fitzgerald Securities in Ireland is seeking a Compliance Manager to oversee compliance functions within the organization. The ideal candidate will have a minimum of 5 years of Compliance or Risk experience and must hold relevant qualifications. Responsibilities include delivering compliance frameworks, providing regulatory advice, and conducting training.

The role requires excellent communication skills, attention to detail, and a strong understanding of applicable regulations. The position offers a dynamic work environment with significant opportunities for professional growth.

Qualifications

• Minimum of 5 years Compliance or Risk experience required.
• Must hold relevant qualifications and memberships.
• Understanding of regulations applicable to Cantor Fitzgerald Ireland is essential.

Responsibilities

• Deliver aspects of the Compliance Framework and Monitoring Plan.
• Provide regulatory advice to the first line of defence.
• Deliver training in line with the Compliance training plan.
• Prepare periodic reports for the Chief Compliance Officer.
• Assist in reviewing and updating relevant policies.

Skills

Effective communicator

Practical problem solving

Attention to detail

Regulatory research

Education

Professional Diploma in Compliance

Third level qualification in business or law

Tools

Microsoft Word

Microsoft Excel

Microsoft PowerPoint

Job description

Cantor Fitzgerald Securities in Ireland is seeking a Compliance Manager to oversee compliance functions within the organization. The ideal candidate will have a minimum of 5 years of Compliance or Risk experience and must hold relevant qualifications. Responsibilities include delivering compliance frameworks, providing regulatory advice, and conducting training.

The role requires excellent communication skills, attention to detail, and a strong understanding of applicable regulations. The position offers a dynamic work environment with significant opportunities for professional growth.