Compliance Specialist

Camden Recruitment Partners; Dublin; On-site; EUR 70,000 - 100,000; Full time

Job summary

Global Investment Firm is expanding its Compliance team in Ireland, offering a broad role supporting regulatory and compliance oversight across its investment management and funds business in Ireland and other European jurisdictions.

The role is designated CF2 under the Central Bank of Ireland Fitness & Probity Regime and offers excellent exposure across funds, investment compliance, regulatory matters and governance.

Qualifications

• Minimum 3 years’ experience in investment, funds or asset management compliance.
• Good knowledge of Irish and EU investment regulation, particularly MiFID, UCITS and AIFMD.
• Understanding of fund structures and asset classes.
• Strong communication and stakeholder management skills.

Responsibilities

• Monitor investment restrictions, guideline breaches and sustainability commitments across funds.
• Review investment vehicles against regulations and fund documentation.
• Support oversight and due diligence of investment managers and third parties.
• Liaise with fund managers and depositaries on investment and compliance matters.
• Review fund documentation for new launches and ongoing changes.
• Support employee compliance declarations and personal trading monitoring.
• Review and approve marketing materials and RFPs relating to regulated activities.
• Conduct compliance monitoring reviews and maintain policies and procedures.
• Support governance, Risk Committee and Board reporting.
• Assist with regulatory matters, regulatory change and implementation of new requirements.
• Deliver compliance training and provide regulatory guidance to the Investments business.

Skills

Investment compliance

Regulatory knowledge

Stakeholder management

Job description

We are partnering with a Global Investment Firm that is expanding its Compliance team.

This is a broad role supporting regulatory and compliance oversight across its investment management and funds business in Ireland and other European jurisdictions.

The role is designated CF2 under the Central Bank of Ireland Fitness & Probity Regime and offers excellent exposure across funds, investment compliance, regulatory matters and governance.

A strong opportunity for an investment compliance professional looking to broaden their experience within a growing international business.

Key Responsibilities

• Monitor investment restrictions, guideline breaches and sustainability-related commitments across investment funds.
• Review investment vehicles against relevant regulations and fund documentation.
• Support oversight and due diligence of investment managers and other third-party providers.
• Liaise with fund managers and depositaries on investment and compliance matters.
• Review fund documentation for new launches and ongoing fund changes.
• Support employee compliance declarations and personal trading monitoring.
• Review and approve marketing materials and RFPs relating to regulated investment activities.
• Conduct compliance monitoring reviews and maintain relevant policies and procedures.
• Support governance, Risk Committee and Board reporting.
• Assist with regulatory matters, regulatory change and implementation of new requirements.
• Deliver compliance training and provide practical regulatory guidance to the Investments business.

Experience Required

• Minimum 3 years’ experience in investment, funds or asset management compliance.
• Good knowledge of Irish and EU investment regulation, particularly MiFID, UCITS and AIFMD.
• Understanding of fund structures and asset classes.
• Strong communication and stakeholder management skills.
• Ability to take ownership, manage competing priorities and work effectively within a growing team.