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Compliance (Assistant Manager - Manager Level)

Cermati.com

Daerah Khusus Ibukota Jakarta

On-site

IDR 50.000.000 - 90.000.000

Full time

30+ days ago

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Job summary

An established industry player is seeking a Compliance Manager to lead regulatory and internal policy compliance activities. This pivotal role involves managing a compliance team, ensuring adherence to laws and regulations, and supporting business development. The ideal candidate will have a strong analytical mindset, excellent communication skills, and a solid understanding of the fintech landscape. You will be at the forefront of driving compliance initiatives, interfacing with regulators, and preparing internal policies that align with both internal and external regulations. If you are passionate about compliance and want to make a significant impact in a dynamic environment, this opportunity is for you.

Qualifications

  • 5+ years in compliance/risk management/IT audit/AML in fintech.
  • Knowledge of regulations for at least 2 financial products.

Responsibilities

  • Ensure compliance with laws and regulations for financing companies.
  • Prepare internal policies and conduct compliance risk assessments.

Skills

Analytical Skills
Communication Skills
Regulatory Knowledge
Influencing Skills

Education

Bachelor's degree in Law
Bachelor's degree in Finance
Bachelor's degree in Information System

Job description

Job Description

In this role, you are the main person in charge of all regulatory and internal policy compliance activities in the company. You will play a critical role in supporting new business development, new products, and ensuring business continuity by ensuring compliance to applicable laws and regulations. You will be managing a small team of compliance staff, handling a couple of business units in Cermati Fintech Group.

To succeed in this role, you will need both strong analytical minds and knowledge of the regulations in the fintech/financial industry, and show communication and influencing skills towards the regulators.

  • Regulatory Compliance – be involved in day-to-day compliance matters to ensure that the company's processes, operations, and procedures comply with all applicable laws and regulations for financing companies. To monitor and communicate the changes of laws and regulations to all stakeholders. To prepare gap analysis of laws and regulations and provide it to the management.
  • KYC & Financial Crimes Compliance – act as Subject Matter Expert to all stakeholders and drive an effective implementation of Anti-Money Laundering, Counter Financing of Terrorism, and Proliferation of Weapons of Mass Destruction programs.
  • Internal and External Reporting – proactively coordinate with relevant stakeholders to prepare and submit regular and incidental reports to senior management and regulatory authorities.
  • Policies & Procedures – prepare Internal Policies together with business lines for all employees to comply with internal and external regulations.
  • Compliance Risk Assessment – to execute regulatory risk assessment effectively and efficiently.
Qualifications
  • Minimum bachelor’s degree in Law, Finance, or Information System
  • 5+ years experience in a compliance/risk management/IT audit/Anti Money Laundering (AML) function at a fintech or financial institution
  • Comfortable in routinely interfacing with financial regulators and government organizations (OJK, KPPU, Bank Indonesia, among others)
  • Solid knowledge in the regulations of at least 2 financial products (peer-to-peer lending, multi-finance, e-wallet, or else)
  • Having policy-making project experience will be advantageous
  • Meticulous and have sharp analytical skills
  • Strong presentation and influencing skill
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