VP, Compliance Officer (asset management)

China Securities; Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Job summary

China Securities in Hong Kong seeks an experienced compliance professional to lead supervision and regulatory risk management.

The role focuses on monitoring, policy drafting, and adapting to HKMA and global regulations, with emphasis on business continuity and insurance industry experience. Strong stakeholder communication is essential for success, and a competitive remuneration package is offered.

Qualifications

• Min. 10 years’ practical exp. in business continuity management and ops risk.
• Bachelor’s degree in a related discipline.
• Minimum of 6 years’ experience in the insurance industry.
• Qualification in ECF is preferred.
• Holder of CORP, AORP, CIA, PMP or FRM is an advantage.
• Well versed with regulatory requirements.

Responsibilities

• Responsible for providing compliance supervision.
• Assist in compliance monitoring, testing.
• Assist in drafting, reviewing, and updating AML/CFT policies, procedures.
• Assess the impact of new HKMA and global regulations on local policies.
• Handle SFC enquiries & licensing matters.
• Analyze key business performance metrics, client profitability.
• Develop and maintain MIS reports, KPIs.
• Prepare executive summaries and presentation materials for senior management.

Skills

Regulatory compliance

Analytical skills

Presentation skills

Interpersonal skills

Education

Bachelor’s degree

Job description

• Responsible for providing compliance supervision
• Assist in compliance monitoring, testing
• Assist in drafting, reviewing, and updating AML/CFT policies, procedures etc.
• Assess the impact of new HKMA and global regulations on local policies
• Min. 10 years’ of practical exp. in business continuity management, ops risk
• Qualification in ECF is preferred
• Holder of CORP, AORP, CIA, PMP or FRM is an advantage
• Handle SFC enquiries & licensing matters
• Well versed with regulatory requirements
• Good interpersonal, analytical and presentation skills
• Bachelor’s degree in a related discipline
• Competitive remuneration package with 15-25 days AL
• Birthday leave, Graduation leave, Wedding leave, Volunteer leave etc.
• Analyze key business performance metrics, client profitability
• Develop and maintain MIS reports, KPIs
• Prepare executive summaries and presentation materials for senior management
• minimum of 6 years’ experience in the insurance industry