SFC Responsible Officer Type 4,9 - Operation

ACTS Consulting Co; Hong Kong; On-site; HKD 1,200,000 - 2,000,000; Full time

Job summary

ACTS Consulting Co. seeks an experienced Responsible Officer (RO) to oversee Type 4 and 9 discretionary-accounts operations. The role requires robust coordination between front and back-office, ensuring compliance with SFC licensing and regulatory standards.

Strong communication with SFC and stakeholders is essential. The candidate should have a finance-related degree, 8+ years in discretionary-account operations, and fluency in English, Putonghua and Cantonese to liaise with regulators,

Qualifications

• Degree in finance, banking, accounting, economics, business or related studies.
• Over 8 years operation experience in discretionary accounts.
• SFC RO 4 and 9 holder is a must.
• Experienced in liaising with SFC.
• Familiar with SFC licensing and Type 4,9 operation.
• Fluent English, Putonghua and Cantonese.

Responsibilities

• Organize the business operation from front to backend.
• Responsible for trading work and discretionary accounts operation.
• Liaise with SFC and related parties.

Skills

SFC RO 4/9

Discretionary accounts ops

Stakeholder liaison

Multilingual (EN/CT/Cantonese)

Education

Finance/Banking/Economics/Business degree

Job description

SFC Responsible Officer Type 4,9 - Operation

SFC Responsible Officer Type 1,4,9 - Operation

Our client is a private equity with SFC 4 and 9 licenses and is looking for a RO to manage the operations :

Job Description

Requirements :

• Degree in finance, banking, accounting, economics, business or related studies
• Over 8 years operation experience in discretionary accounts
• SFC RO 4 and 9 holder is a must
• Experienced in liaise with SFC
• With vision and good Operation and management skill
• Familiar with SFC licensing and Type 4,9 operation
• Good interpersonal and communication skills.
• Fluent English, Putonghua and Cantonese

Duties :

• Organize the business operation from front to backend
• Responsible for trading work and discretionary accounts operation
• Liaise with SFC and related parties