SFC Responsible Officer Type 3

ACTS Consulting Co; Hong Kong; On-site; HKD 600,000 - 1,000,000; Full time

Job summary

ACTS Consulting Co is seeking a Responsible Officer to supervise regulated activities for a SFC-licensed Type 3 business in Hong Kong. The RO will ensure compliance with SFC rules and manage the operations team, providing guidance to improve business performance.

The ideal candidate holds a degree in banking and finance, has 3+ years RO experience, and demonstrates strong communication in English and Cantonese; Mandarin is a plus.

Qualifications

• Degree holder in banking and finance or other related disciplines.
• Has 3 years or plus solid experience to act as a Responsible Officer (RO).
• Possess hands on management experience in relevant products and regulations.
• Has excellent communication skills and fluency in spoken English and Cantonese, while good in Mandarin is a plus.

Responsibilities

• Act as Responsible Officer to supervise all regulated activities and operations of the respective type of licensed business
• Ensure all the activities to compile with SFC rules and regulations of the respective type of licensed business
• Manage and supervise the operation team members
• Provide constructive advice to the management to improve the business operation

Skills

Regulatory compliance

Leadership/management

English fluency

Cantonese fluency

Mandarin a plus

Education

Degree in banking and finance or related disciplines

Job description

Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3 activity.

Responsibilities :

Act as Responsible Officer to supervise all regulated activities and operations of the respective type of licensed business

Ensure all the activities to compile with SFC rules and regulations of the respective type of licensed business

Manage and supervise the operation team members

Provide constructive advice to the management to improve the business operation

Requirements :

Degree holder in banking and finance or other related disciplines

Has 3 years or plus solid experience to act as a Responsible Officer (RO)

Possess hands on management experience in relevant products and regulations

Has excellent communication skills and fluency in spoken English and Cantonese, while good in Mandarin is a plus