Senior RO – SFC Type 4/9, Private Equity & Pre-IPO

Headland JCH Business Consultant

Hong Kong

On-site

HKD 670,000 - 1,339,000

Full time

14 days+
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Job summary

Headland JCH Business Consultant in Hong Kong seeks a Responsible Officer (RO) for Type 4 and Type 9 activities. The role is full time and involves replacing an existing RO.

You will supervise SFC regulated activities, interact with regulators, file relevant applications, and support private equity or pre-IPO investment decisions.

The ideal candidate has current RO status, at least 2 years of senior management experience, and a clean SFC record.

Qualifications

  • Current RO with min 2+ years of senior management experience.
  • Good knowledge in fund setup and fund management.
  • Experience in private equity or pre-IPO investments.
  • Prefer current holder of SFC RO license for Type 4/9.
  • Clean SFC record with no reprimands.

Responsibilities

  • Serve as RO Type 4, 9 RO / ED.
  • Mainly managing daily operations in compliance with SFC regulations.
  • Supervise the firm's SFC regulated activities, liaise with SFC regulators and file / submit relevant SFC applications.
  • Assist the Company investment decision in private equity or pre-IPO projects.

Skills

RO Type 4/9 knowledge
Fund setup & management
Private equity / pre-IPO experience
SFC regulation experience

Job description

Headland JCH Business Consultant in Hong Kong seeks a Responsible Officer (RO) for Type 4 and Type 9 activities. The role is full time and involves replacing an existing RO.

You will supervise SFC regulated activities, interact with regulators, file relevant applications, and support private equity or pre-IPO investment decisions.

The ideal candidate has current RO status, at least 2 years of senior management experience, and a clean SFC record.

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