Responsible Officer (RO) Type 4, 9 Full Time

Headland JCH Business Consultant; Hong Kong; On-site; HKD 670,000 - 1,339,000; Full time

Job summary

Headland JCH Business Consultant in Hong Kong seeks a Responsible Officer (RO) for Type 4 and Type 9 activities. The role is full time and involves replacing an existing RO.

You will supervise SFC regulated activities, interact with regulators, file relevant applications, and support private equity or pre-IPO investment decisions.

The ideal candidate has current RO status, at least 2 years of senior management experience, and a clean SFC record.

Qualifications

• Current RO with min 2+ years of senior management experience.
• Good knowledge in fund setup and fund management.
• Experience in private equity or pre-IPO investments.
• Prefer current holder of SFC RO license for Type 4/9.
• Clean SFC record with no reprimands.

Responsibilities

• Serve as RO Type 4, 9 RO / ED.
• Mainly managing daily operations in compliance with SFC regulations.
• Supervise the firm's SFC regulated activities, liaise with SFC regulators and file / submit relevant SFC applications.
• Assist the Company investment decision in private equity or pre-IPO projects.

Skills

RO Type 4/9 knowledge

Fund setup & management

Private equity / pre-IPO experience

SFC regulation experience

Job description

Responsible Officer (RO) Type 4, 9 Full Time

Our client is looking a RO who will replace an existing RO for Type 4. 9 license

Key responsibilities:

Serve as RO Type 4, 9 RO / ED

Mainly managing daily operations in compliance with SFC regulations

Supervise the firm's SFC regulated activities, liaise with SFC regulators and file / submit relevant SFC applications

Assist the Company investment decision in private equity or pre-IPO projects

Requirements:

Current RO , with min 2+ year of senior management experience

Good experience in private equity or pre-IPO investment

Good knowledge in fund set up and fund management

Prefer current holder of SFC RO license for Type 4,9 regulated activity

Clean record with the SFC with no reprimands in the past

• Which of the following statements best describes your right to work in Hong Kong?
• What's your expected monthly basic salary?
• How many years' experience do you have as a Responsible Officer?
• What is your highest level of education?
• Which of the following SFC Licenses do you hold?