Senior Director & Responsible Officer, SFC Type 1/4/9 Funds

Awaken Thunder Capital Limited; Hong Kong Island; Sur place; HKD 1 200 000 - 2 100 000; Plein temps

Avantages offerts par ce poste

Professional development opportunities

Performance-based incentives

Collaborative working environment

Work-life balance

Résumé du poste

Awaken Thunder Capital Limited is seeking a Director & Responsible Officer (Type 1, 4, 9) to oversee funds management operations in Hong Kong. This full-time role is based in the Central and Western District, reporting to senior management and liaising with the SFC on regulatory matters.

Candidates should hold SFC RO accreditation and possess extensive experience with Type 1, 4, and 9 activities. The position requires a bachelor’s degree in a finance-related field, fluency in English and

Qualifications

• Bachelor’s degree in Finance, Economics, Business Administration, or a related discipline.
• Unconditional SFC Responsible Officer accreditation for Type 1, 4, 9 licenses.
• Strong compliance mindset and regulatory knowledge.

Responsabilités

• Act as Director & Responsible Officer for SFC Type 1, 4, 9 regulated activities.
• Serve as primary point of contact with the SFC and manage regulatory inquiries.
• Oversee trading, settlement, risk control and client service operations.
• Provide strategic guidance and collaborate with other departments to manage risks.
• Ensure regulatory compliance with SFO, SFC Handbook and related laws.
• Perform ad-hoc duties as assigned by management.

Connaissances

Communication skills

Bilingual English/Chinese

Regulatory liaison

Formation

Bachelor’s degree in Finance/Economics/Business Admin

SFC unconditional RO accreditation

Description du poste

Awaken Thunder Capital Limited is seeking a Director & Responsible Officer (Type 1, 4, 9) to oversee funds management operations in Hong Kong. This full-time role is based in the Central and Western District, reporting to senior management and liaising with the SFC on regulatory matters.

Candidates should hold SFC RO accreditation and possess extensive experience with Type 1, 4, and 9 activities. The position requires a bachelor’s degree in a finance-related field, fluency in English and