Senior Manager, Market Surveillance & Misconduct Analytics

Securities and Futures Commission (SFC)

Hong Kong

On-site

HKD 900,000 - 1,300,000

Full time

13 days ago
Application generator

Turn this role into an interview — a resume and cover letter built around what this employer wants.

Get past ATS filters

Job summary

The Securities and Futures Commission (SFC) in Hong Kong is seeking a Senior Manager to lead a specialized team focused on monitoring and detecting potential market misconduct including insider dealing and market manipulation. You will develop analytical methodologies and models, support investigations, and provide expert opinions during legal proceedings.

You will work closely with senior management and the surveillance department to identify emerging market issues and translate insights into

Qualifications

  • University degree in finance, accounting, or related discipline.
  • Extensive knowledge of securities and financial markets; understanding of market business models, products, practices.
  • Strong self-motivation and ability to drive projects forward.
  • Excellent numerical and analytical abilities with strong problem-solving skills.
  • Proficiency in data analytics programming languages is an advantage.
  • Excellent written and spoken English and Chinese communications.

Responsibilities

  • Lead a team to monitor and detect potential market misconduct, including insider dealing and market manipulation.
  • Formulate recommendations for senior management and support the surveillance department.
  • Develop and implement advanced analytical methodologies and models to identify market abuse.
  • Collaborate with investigation teams to analyse trading data and market intelligence.
  • Provide expert market opinions during legal proceedings.

Job description

The Securities and Futures Commission (SFC) in Hong Kong is seeking a Senior Manager to lead a specialized team focused on monitoring and detecting potential market misconduct including insider dealing and market manipulation. You will develop analytical methodologies and models, support investigations, and provide expert opinions during legal proceedings.

You will work closely with senior management and the surveillance department to identify emerging market issues and translate insights into

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Senior Manager, Market Misconduct Surveillance
Senior Manager, Market Misconduct Surveillance

Securities and Futures Commission • Hong Kong

On-site
HKD 900,000 - 1,300,000
Senior Manager – Enforcement (Surveillance – Market Misconduct Team)
Senior Manager – Enforcement (Surveillance – Market Misconduct Team)

Securities and Futures Commission • Hong Kong

On-site
HKD 900,000 - 1,300,000
Senior Manager – Enforcement (Surveillance – Market Misconduct Team)
Senior Manager – Enforcement (Surveillance – Market Misconduct Team)

Securities and Futures Commission (SFC) • Hong Kong

On-site
HKD 900,000 - 1,300,000
Investigation Manager, Intermediary Misconduct
Investigation Manager, Intermediary Misconduct

Securities and Futures Commission • Hong Kong

On-site
HKD 900,000 - 1,200,000
Manager - Enforcement (Investigation - IMT) [Ref.: SFC/M/ENF/INVIMT/261002]
Manager - Enforcement (Investigation - IMT) [Ref.: SFC/M/ENF/INVIMT/261002]

Securities and Futures Commission • Hong Kong

On-site
HKD 900,000 - 1,200,000
Senior Compliance Director: Regulated Markets & SFC Oversight
Senior Compliance Director: Regulated Markets & SFC Oversight

Fosun International Securities Limited • Hong Kong

On-site
HKD 900,000 - 1,600,000
Senior Market Conduct Surveillance Analyst (APAC)
Senior Market Conduct Surveillance Analyst (APAC)

UBS • Hong Kong

On-site
HKD 900,000 - 1,500,000
Senior Regulatory & Fraud Investigations Leader
Senior Regulatory & Fraud Investigations Leader

FWD Group Management Holdings Limited • Hong Kong

On-site
HKD 1,000,000 - 1,500,000
5-day work week
20–22 days annual leave
Learning & development opportunities
Compliance Manager/Senior Manager - Big 4 Compliance Welcome
Compliance Manager/Senior Manager - Big 4 Compliance Welcome

Alexis Services Limited • Hong Kong

On-site
HKD 900,000 - 1,500,000
Securities Compliance AVP/Associate: Surveillance & Regulation
Securities Compliance AVP/Associate: Surveillance & Regulation

Cornerstone Global Partners • Hong Kong

On-site
HKD 700,000 - 1,000,000