Senior Manager, Market Misconduct Surveillance

Securities and Futures Commission; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

Securities & Futures Commission in Hong Kong invites a Senior Manager – Enforcement (Surveillance – Market Misconduct Team) to lead a specialized unit that monitors and detects potential market misconduct. You will develop advanced analytics, interpret market data, and support investigations with expert opinions in legal proceedings.

Ideal candidates hold a university degree in finance or related fields and bring extensive knowledge of securities markets, trading, fund management, and corporate

Qualifications

• A university degree in finance, accounting, or a related discipline.
• Extensive experience in and strong knowledge of securities and financial markets; understanding of market business models, products, and practices.
• Experience in trading, structuring, fund management, corporate finance, equity or credit research, or in a senior finance role with HK-listed companies would be an advantage.
• Strong self-motivation and ability to proactively manage and drive projects forward.
• Excellent numerical and analytical abilities with strong problem-solving skills.
• Proficiency in data analytics programming languages is an advantage.
• Excellent written and spoken English and Chinese.

Responsibilities

• Lead a specialized team dedicated to monitoring and detecting potential market misconduct.
• Formulate recommendations for senior management and support surveillance in identifying emerging market issues.
• Develop and implement advanced analytical methodologies and models to identify potential market abuse.
• Collaborate with investigation teams to analyse trading data and market intelligence.
• Provide expert market opinions during legal proceedings.

Skills

Finance knowledge

Market knowledge

Analytical skills

Bilingual English/Chinese

Education

University degree in finance or accounting

Tools

Analytics languages

Job description

Securities & Futures Commission in Hong Kong invites a Senior Manager – Enforcement (Surveillance – Market Misconduct Team) to lead a specialized unit that monitors and detects potential market misconduct. You will develop advanced analytics, interpret market data, and support investigations with expert opinions in legal proceedings.

Ideal candidates hold a university degree in finance or related fields and bring extensive knowledge of securities markets, trading, fund management, and corporate