Senior Manager - Enforcement (Investigation - Market Misconduct Team)

Securities and Futures Commission (SFC); Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

Securities and Futures Commission (SFC) in Hong Kong seeks a Senior Manager for the Enforcement Division (Investigation - Market Misconduct Team). The role focuses on leading investigations into market misconduct and intermediary crimes, gathering background information, and preparing cases for court proceedings.

The successful candidate will bring a strong background in market dynamics, a relevant degree, and preferably professional qualifications in Law or Accounting, with proven leadership

Qualifications

• Requires a relevant degree and preferably professional qualifications in Law or Accounting.
• Excellent command of written and spoken English and Chinese, strong leadership and supervisory skills, competent analytical skills and the ability to communicate effectively.
• Putonghua is an advantage.

Responsibilities

• gather background information and conduct fund tracing analysis for preparing search operation
• conduct search operation on the premises relating to the suspects
• interview suspects and parties involved in the suspected misconduct
• analyze evidence obtained and prepare succinct reports to management
• prepare cases for criminal or civil proceedings before Hong Kong’s courts and tribunals.

Skills

Leadership

Analytical skills

Communication skills

Bilingual English/Chinese

Education

Relevant degree

Professional qualifications in Law or Accounting

Job description

Duties & Responsibilities

We are now seeking candidates for the Senior Manager position in the Enforcement Division (Investigation - Market Misconduct Team). This is an excellent opportunity for you to join our team of professionals in the Enforcement Division of the SFC. The Enforcement Division investigates and combats market and listed company crimes and investigates intermediary misconduct cases. These investigations are intellectually challenging and crucial to Hong Kong’s status as an international financial centre.

Responsibilities

• gathering background information and conducting fund tracing analysis for preparing search operation
• conducting search operation on the premises relating to the suspects
• interviewing suspects and parties involved in the suspected misconduct
• analysis evidence obtained and preparing succinct report to the management
• preparing cases for criminal or civil proceedings before Hong Kong’s courts and tribunals.

Requirements

The successful candidate must have a good working knowledge of market dynamics and a determined and inquisitive nature. He or she should have a relevant degree and preferably with professional qualifications in Law or Accounting. An ideal candidate should have at least eight years of working experience in securities firms, investment banks, corporate advisers, law enforcement agents, professional law or accounting firms with a tangible interest in SFC investigation and enforcement work and the ability to develop the relevant skills quickly.

Excellent command of written and spoken English and Chinese, strong leadership and supervisory skills, competent analytical skills and the ability to communicate effectively and articulate complex issues simply is essential. Putonghua is also an advantage.

Application Deadline

13 November 2026

We are an EQUAL OPPORTUNITY EMPLOYER.