Senior KYC Control & Governance Specialist

Charterhouse Limited; Hong Kong; On-site; HKD 335,000 - 391,000; Full time

Job summary

Charterhouse Limited seeks a Senior Associate in KYC Control & Governance. The role focuses on second-line review, regulatory compliance, and collaboration with Business, Compliance, and AML stakeholders to uphold robust due diligence.

The ideal candidate has 3+ years in KYC/CDD, AML, or related areas, with strong awareness of regulatory developments and governance framework improvements. Cantonese/Mandarin helpful for regional work in Hong Kong.

Qualifications

• Solid knowledge of KYC/CDD/AML and regulatory expectations.
• Experience with sanctions screening and client risk assessment.
• Ability to provide guidance to front-office on KYC requirements.

Responsibilities

• Conduct independent reviews of KYC and due diligence for onboarding and periodic reviews.
• Assess client risk and ensure compliance with regulatory and internal policies.
• Review sanctions, PEP, adverse news, and AML screening results for concerns and escalation.
• Provide guidance to onboarding teams on KYC requirements and documentation standards.
• Monitor outstanding KYC issues and escalate to management and AML Compliance.

Skills

KYC

CDD

AML

Client onboarding

Governance

Education

Bachelor's degree in Business/Finance/Law/Risk Management

Job description

Charterhouse Limited seeks a Senior Associate in KYC Control & Governance. The role focuses on second-line review, regulatory compliance, and collaboration with Business, Compliance, and AML stakeholders to uphold robust due diligence.

The ideal candidate has 3+ years in KYC/CDD, AML, or related areas, with strong awareness of regulatory developments and governance framework improvements. Cantonese/Mandarin helpful for regional work in Hong Kong.