Senior Internal Audit Lead — Risk & Compliance Excellence

Bright Smart Securities International (H.K.) Limited; Hong Kong; In loco; HKD 600.000 - 900.000; Tempo pieno

Vantaggi offerti da questo lavoro

Medical Insurance

Attendance Bonus

Discretionary Bonus

5 Days Work & Bank Holidays

Descrizione del lavoro

Bright Smart Securities International (H.K.) Limited is seeking an experienced auditor to lead or participate in audits, assess risks, and ensure regulatory compliance across the organization. The role requires strong analytical skills and the ability to work independently in a fast-paced financial services environment.

Responsibilities include reviewing controls, developing mitigation plans, and maintaining a robust risk reporting framework with management support.

Competenze

• Degree in Accounting, Finance or related discipline.
• Minimum 5 years’ internal audit and/or internal control experience in financial services or securities brokerage.
• CPA, CIA or equivalent preferred.
• Strong knowledge of SFC regulations and HKEX Listing Rules.
• Self-motivated, responsible, analytical and able to work independently.
• Good command of English and Chinese (spoken and written).

Mansioni

• Lead or participate in audit engagements including planning, fieldwork, and reports.
• Review controls and procedures to ensure policy/regulation compliance.
• Identify and assess risks within the group and establish KPIs.
• Develop mitigation plans for control weaknesses and non-compliance.
• Collaborate with management to address root causes and gaps.
• Maintain and optimize risk monitoring and reporting framework.

Conoscenze

Internal audit

Risk assessment

Analytical mindset

Independent work

Formazione

Bachelor's degree in Accounting/Finance

CPA/CIA preferred

Strumenti

HKEX Listing Rules

SFC Regulations

Descrizione del lavoro

Bright Smart Securities International (H.K.) Limited is seeking an experienced auditor to lead or participate in audits, assess risks, and ensure regulatory compliance across the organization. The role requires strong analytical skills and the ability to work independently in a fast-paced financial services environment.

Responsibilities include reviewing controls, developing mitigation plans, and maintaining a robust risk reporting framework with management support.