Responsible Officer - SFC Type 4/9 Compliance Lead

Golden Grains (HK) Financial Media Group Limited; Hong Kong; On-site; HKD 203,000 - 243,000; Full time

Job summary

Golden Grains (HK) Financial Media Group Limited is seeking a Responsible Officer to oversee SFC Type 4 and Type 9 activities in Hong Kong. The role demands a solid RO background, regulatory knowledge, and the ability to manage licensing submissions.

The candidate should hold a bachelor’s degree, have at least one year of RO-related experience, and possess a valid HK work visa. The position requires independent work and flexible hours in a fast-paced asset management startup.

Qualifications

• Bachelor's degree or above.
• Minimum 1 year of RO-related experience.
• Valid Hong Kong work visa.
• Strong understanding of SFC regulations and compliance.
• Prior experience in successful SFC licence applications preferred.

Responsibilities

• Act as Responsible Officer for SFC Type 4 (advising on securities) and Type 9 (asset management) regulated activities.
• Assist in applying for new SFC licensed entities and handle licensing submissions and regulatory enquiries.
• Ensure ongoing compliance with SFC rules and requirements.
• Bring relevant experience in the asset management industry.

Skills

RO-related experience

SFC regulations understanding

Education

Bachelor's degree

Job description

Golden Grains (HK) Financial Media Group Limited is seeking a Responsible Officer to oversee SFC Type 4 and Type 9 activities in Hong Kong. The role demands a solid RO background, regulatory knowledge, and the ability to manage licensing submissions.

The candidate should hold a bachelor’s degree, have at least one year of RO-related experience, and possess a valid HK work visa. The position requires independent work and flexible hours in a fast-paced asset management startup.