Senior Compliance Officer - Fintech & Crypto (SFC)

LTP; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

LTP is seeking a senior compliance professional in Hong Kong to ensure regulatory adherence for the local entity. The role requires strong knowledge of SFC Type 1, 2, 4, 5, 9 licensing standards and AML/CFT practices, with experience in fintech or blockchain-related industries preferred.

The candidate will develop policies, perform risk assessments, and lead training and regulatory communications, working closely with HK and Group Compliance in a dynamic startup fintech environment.

Qualifications

• At least 5 years experience in Compliance functions in SFC Type 1, 2, 4, 5, 9 licensed corporations within the financial services sector.
• Knowledge and understanding of financial services regulations, compliance, policies, processes and procedures.
• Proficiency in licensing of SFC would be advantageous.
• Proficiency in compliance applications and programmes such as Sumsub, Chainalysis.

Responsibilities

• Ensure compliance with all applicable laws and regulatory requirements locally.
• Develop and implement compliance policies and procedures for the local entity to meet SFC requirements.
• Conduct local regular reporting and notifications to regulatory authorities.
• Assess emerging issues and risks and escalate to HK CEO, HK and Group Compliance.
• Report compliance activities and audits to HK Compliance and the Board.
• Ensure corrective actions for deficiencies in CMS and/or non-compliance.
• Maintain AML/CFT policy and conduct risk assessments.
• Provide regular compliance training to staff.
• Liaise with regulatory bodies and law enforcement regarding compliance matters.
• Other Adhoc tasks assigned by HK and Group Compliance.

Skills

Compliance experience

Communication skills

Stakeholder management

Analytical skills

Time management

Education

Bachelor Degree or above

Tools

Sumsub

Chainalysis

Job description

LTP is seeking a senior compliance professional in Hong Kong to ensure regulatory adherence for the local entity. The role requires strong knowledge of SFC Type 1, 2, 4, 5, 9 licensing standards and AML/CFT practices, with experience in fintech or blockchain-related industries preferred.

The candidate will develop policies, perform risk assessments, and lead training and regulatory communications, working closely with HK and Group Compliance in a dynamic startup fintech environment.