Senior Compliance Manager – Securities

Michael Page International (HK) Ltd; Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Job summary

Michael Page International (HK) Ltd in Hong Kong seeks a Compliance Senior Manager for a well-known securities firm. The role focuses on a broad compliance remit, ensuring adherence to regulatory standards and robust governance across the organisation.

Ideal candidates will have 7+ years in compliance within securities, strong knowledge of HK regulatory frameworks, and experience in monitoring, advisory, and reporting. Chinese literacy and Mandarin ability are preferred.

Qualifications

• 7+ years of compliance experience in a securities firm.
• Knowledge of regulatory frameworks applicable to Hong Kong.

Responsibilities

• Developing and implementing compliance policies to meet regulatory requirements.
• Conducting regular compliance reviews and risk assessments.
• Monitoring regulatory changes and updating policies accordingly.
• Providing compliance advisory support to various departments.
• Collaborating with external regulatory bodies and maintaining relationships.
• Preparing compliance reports and documentation for stakeholders.
• Delivering compliance training and awareness programmes.
• Supporting investigations and resolution of compliance incidents.

Skills

Regulatory compliance

Risk assessment

Regulatory monitoring

Advisory services

Job description

Michael Page International (HK) Ltd in Hong Kong seeks a Compliance Senior Manager for a well-known securities firm. The role focuses on a broad compliance remit, ensuring adherence to regulatory standards and robust governance across the organisation.

Ideal candidates will have 7+ years in compliance within securities, strong knowledge of HK regulatory frameworks, and experience in monitoring, advisory, and reporting. Chinese literacy and Mandarin ability are preferred.