Retail & AML Audit Lead — Deputy Manager

Industrial and Commercial Bank of China (Asia) Limited 中國工商銀行(亞洲)有限公司; Hong Kong; On-site; HKD 700,000 - 1,100,000; Full time

Job summary

Industrial and Commercial Bank of China (Asia) Limited is seeking a Deputy Manager to Manager in Retail and AML Audit within the IAD to strengthen internal controls across personal banking activities and AML related functions.

The successful candidate will liaise with department heads on complex audit issues, advise on risk mitigations, and help develop robust audit methodologies to safeguard the bank's interests while adding value to products and services.

Qualifications

• Bachelor’s degree or above in Business Administration, Finance, Accounting or relevant disciplines.
• Holder of CPA, CIA or other relevant professional qualifications.
• At least 5 years of audit experience in financial institutions or public accounting firms, experience in retail banking is highly preferred.
• Good business acumen with knowledge of banking business and operations.
• Strong communication, persuasive and interpersonal skills (oral and written).
• Maintain high level of integrity, objectivity, confidentiality and competency.
• Good command of written & spoken English and Chinese, including Putonghua.
• Holder of ECF on AML/CFT is preferable.

Responsibilities

• Conduct audit reviews on personal banking related businesses and AML as well as other relevant functions of the Bank in an effective manner to assure the effectiveness of their system of internal controls
• Liaise with the heads of other departments on controversial audit issues and explain the risk implementations of major audit findings and suggest with an aim to safeguard the Bank’s interests in various aspects
• Provide advisory service to add value in the development of products and services to safeguard the Bank from significant risks
• Help developing and implementing effective audit methodologies / tools for the Section

Skills

Strong communication skills

Interpersonal skills

English and Chinese proficiency

Education

Bachelor’s degree or above in Business Administration, Finance, Accounting or relevant disciplines

Job description

Industrial and Commercial Bank of China (Asia) Limited is seeking a Deputy Manager to Manager in Retail and AML Audit within the IAD to strengthen internal controls across personal banking activities and AML related functions.

The successful candidate will liaise with department heads on complex audit issues, advise on risk mitigations, and help develop robust audit methodologies to safeguard the bank's interests while adding value to products and services.