Deputy Manager - Senior Manager (Retail and AML Audit)

ICBC (Asia); Hong Kong; On-site; HKD 700,000 - 950,000; Full time

Job summary

ICBC (Asia) is seeking an experienced internal auditor to assess personal banking activities, AML controls and related functions. The role focuses on evaluating the effectiveness of internal controls and governance across banking processes.

You will liaise with department heads on audit findings, explain risk implications, and provide advisory input to strengthen product and service development while safeguarding the Bank’s interests. Fluency in English and Chinese required.

Qualifications

• Bachelor's degree in Business Administration, Finance, or Accounting.
• CPA, CIA or other relevant professional qualifications.
• At least 6 years of audit experience in financial institutions or public accounting firms, retail banking preferred.
• Good business acumen with knowledge of banking business and operations.
• Strong communication, persuasive and interpersonal skills (oral and written).
• Maintain high level of integrity, objectivity, confidentiality and competency.
• Good command of written & spoken English and Chinese, including Putonghua.

Responsibilities

• Conduct audits on personal banking related businesses and AML and related controls to ensure internal control effectiveness.
• Coordinate with heads of other departments on audit issues and explain risk implications of major findings.
• Provide advisory input to develop products and services while safeguarding the Bank from significant risks.
• Develop and implement effective audit methodologies/tools for the section.

Skills

Strong communication

Interpersonal skills

Business acumen

English Chinese proficiency

Education

CPA

CIA

Job description

• Conduct audit reviews on personal banking related businesses and AML as well as other relevant functions of the Bank in an effective manner to assure the effectiveness of their system of internal controls
• Liaise with the heads of other departments on controversial audit issues and explain the risk implementations of major audit findings and suggest with an aim to safeguard the Bank’s interests in various aspects
• Provide advisory service to add value in the development of products and services to safeguard the Bank from significant risks
• Help developing and implementing effective audit methodologies / tools for the Section

Job Requirements

• Bachelor’s degree or above in Business Administration, Finance, Accounting or relevant disciplines
• Holder of CPA, CIA or other relevant professional qualifications
• At least 6 years of audit experience in financial institutions or public accounting firms, experience in retail banking is highly preferred
• Good business acumen with knowledge of banking business and operations
• Strong communication, persuasive and interpersonal skills (oral and written)
• Maintain high level of integrity, objectivity, confidentiality and competency
• Good command of written & spoken English and Chinese, including Putonghua