Responsible Officer, SFC Type 1 & 4 – Fintech/Web3

RD Technologies

Hong Kong

On-site

HKD 1,000,000 - 2,000,000

Full time

2 days ago
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Job summary

RD Technologies seeks an experienced Responsible Officer (RO) to lead and oversee its Hong Kong SFC Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) activities.

In this pivotal role, you will collaborate with Business Development, Product, Compliance and Technology to guide a stablecoin- and virtual asset-focused business within the SFC framework, navigating regulatory changes and supporting Web3 transformation of payments, trading and investment infrastructure.

Qualifications

  • Experience as RO or similar regulatory role with SFC or equivalent
  • Proven ability to draft and review regulatory communications and licensing submissions
  • Strong understanding of financial crime controls and regulatory risk management

Responsibilities

  • Lead regulatory governance and ensure ongoing compliance with SFO, AML/CFT, and other requirements.
  • Advise management on business strategy, product development, and regulatory structure.
  • Collaborate with Business Development, Product, Compliance, and Tech to shape regulatory-compliant Web3-focused offerings.
  • Conduct regulatory market intelligence and communicate developments to leadership.

Skills

Regulatory Leadership
Cross-functional Collaboration
Compliance Knowledge

Education

Advanced regulatory compliance education

Job description

RD Technologies seeks an experienced Responsible Officer (RO) to lead and oversee its Hong Kong SFC Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) activities.

In this pivotal role, you will collaborate with Business Development, Product, Compliance and Technology to guide a stablecoin- and virtual asset-focused business within the SFC framework, navigating regulatory changes and supporting Web3 transformation of payments, trading and investment infrastructure.

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