Responsible Officer (Insurance Broker)

Fosun Wealth Holdings; Hong Kong; In loco; HKD 900.000 - 1.300.000; Tempo pieno

Descrizione del lavoro

Fosun Wealth Holdings in Hong Kong seeks a Compliance Officer to act as statutory Responsible Officer, overseeing regulated activities and serving as the main liaison with the Insurance Authority. The role focuses on building and maintaining robust internal controls, supervising Technical Representatives and staff, and driving a compliance-driven culture across the organisation.

Candidates should have 5+ years in insurance, HK residency, and a proven track record in risk management and

Competenze

• RO approval from the Hong Kong IA is required.
• Minimum 5 years in insurance, including 2 in management.
• HK resident with fit and proper criteria and clean record.
• Strong compliance, risk management, and communication skills; team-oriented culture.

Mansioni

• Act as Responsible Officer for regulated activities and liaison with IA.
• Establish and maintain internal control systems; review control effectiveness.
• Supervise TRs and staff; approve key client and brokerage agreements.
• Assist Department Head in managing operations and TR personnel.

Conoscenze

Regulatory liaison

Internal controls

Risk management

Leadership & governance

Descrizione del lavoro

I. Key Responsibilities

• 1. Compliance Supervision & Regulatory Liaison Act as the company's statutory Responsible Officer registered with the Insurance Authority (IA), overseeing the compliant operation of all regulated activities. Serve as the primary liaison between the IA and the company, promptly responding to regulatory inquiries and submitting required documents and reports.
• 2. Internal Control & Risk Management Establish, implement, and continuously maintain the company's internal control system. Regularly review the effectiveness of internal controls, identify control gaps, and drive remediation efforts.
• 3. Business Conduct Oversight Supervise all regulated activities of Technical Representatives (TRs) and subordinate business staff, ensuring they hold valid licenses and operate within authorized scopes. Approve key client agreements, brokerage agreements, and partnership arrangements.
• 4. People Management Participate in the approval of TR and business staff recruitment. Oversee the execution of Continuing Professional Development (CPD) programs. Assist the Department Head in managing operations and TR personnel to ensure smooth business operations.

II. Qualification Requirements

• 1. Licensing Hold a valid Responsible Officer (RO) approval from the Hong Kong Insurance Authority (IA).
• 2. Experience Minimum 5 years of insurance-related experience, including at least 2 years in a management or supervisory capacity. Strong knowledge of Hong Kong's insurance intermediary regulatory regime and brokerage operations.
• 3. Residency & Fitness Must be a Hong Kong resident and meet the "fit and proper" criteria, with no record of bankruptcy, criminal conviction, or regulatory disciplinary action.
• 4. Competencies Excellent compliance awareness, risk management capability, and communication skills. Strong team spirit and the ability to drive a compliance-focused culture within the organization.