Responsible Officer, Corporate Finance (Type 6) – Flexible/Hybrid

Topleap Financial Capital Limited; Hong Kong; Hybrid; HKD 550,000 - 1,000,000; Part time

Benefits offered by this job

Commission sharing

Flexible hours

Supportive team environment

Job summary

Topleap Financial Capital Limited is seeking an experienced Responsible Officer (Type 6) for Corporate Finance in Hong Kong, with a flexible hybrid work arrangement.

Responsibilities include acting as RO for Type 6, sourcing and executing deals, advising on listing readiness and regulatory submissions, and ensuring regulatory compliance with SFC guidance. The role offers flexible hours and may suit both part-time and full-time engagement.

Qualifications

• Excellent communication and interpersonal skills; able to work independently with flexibility.
• HKCPA, CFA or other relevant professional qualifications are highly preferred.
• Strong network and proven ability to source and execute deals.
• Sound knowledge of SFC regulations, HKEX listing rules, US IPO requirements (SEC).
• Minimum 3–5+ years of relevant corporate finance experience (IPO, M&A, capital raising).

Responsibilities

• Act as SFC Responsible Officer for Type 6 activities.
• Source, originate and execute corporate finance transactions including IPO prep, fundraising, M&A.
• Advise clients on listing readiness, valuation, due diligence and regulatory submissions.
• Collaborate with clients, auditors, legal counsel and other parties to deliver advice.
• Monitor regulatory obligations and risk controls for Type 6 activities.
• Support business development and client relationships.

Skills

Communication

Interpersonal skills

Independence

Flexibility

Education

HKCPA

CFA designation

Job description

Topleap Financial Capital Limited is seeking an experienced Responsible Officer (Type 6) for Corporate Finance in Hong Kong, with a flexible hybrid work arrangement.

Responsibilities include acting as RO for Type 6, sourcing and executing deals, advising on listing readiness and regulatory submissions, and ensuring regulatory compliance with SFC guidance. The role offers flexible hours and may suit both part-time and full-time engagement.