Responsible Officer 1,9 - Private Equity

Page Executive; Hong Kong; On-site; HKD 1,200,000 - 1,800,000; Full time

Job summary

Page Executive is seeking a Responsible Officer for Type 1 and Type 9 activities in Hong Kong. The role requires oversight of private equity fund management, compliance, and risk frameworks, with a focus on regulatory adherence and investor reporting.

The applicant should have 10+ years in private equity or asset management, strong HK regulatory knowledge, and proven leadership and communication skills in English and Chinese.

Qualifications

• Eligible to act as an SFC Responsible Officer for Type 1 (Dealing in Securities) and Type 9 (Asset Management) regulated activities in Hong Kong.
• Minimum 10 years of relevant experience in private equity, asset management, investment management, or alternative investments, including managerial and supervisory responsibilities.
• Strong knowledge of Hong Kong regulatory requirements, including the Securities and Futures Ordinance, Fund Manager Code of Conduct, AML/CFT regulations, and SFC compliance standards.
• Proven track record in private equity transactions, including due diligence, deal execution, portfolio management, and investor reporting.
• Excellent leadership, stakeholder management, and communication skills, with fluency in English and Chinese preferred.

Responsibilities

• Oversee private equity fund management activities, including investment execution, portfolio monitoring, fund governance, and adherence to investment mandates.
• Establish and maintain robust compliance, risk management, AML/KYC, and internal control frameworks across the business.
• Serve as the primary point of contact for the SFC, auditors, legal advisers, fund administrators, and other regulatory stakeholders.
• Provide leadership and supervision to investment, operations, and compliance teams

Skills

SFC Regulation Knowledge

Private Equity Experience

Leadership

Regulatory Compliance

Stakeholder Management

Education

SFC Responsible Officer eligibility

Job description

Responsible Officer 1,9 - Private Equity

• Oversee private equity fund management activities, including investment execution, portfolio monitoring, fund governance, and adherence to investment mandates.

Chinese private equity platform invest in cross boder investments and AI industry

Description

• Act as the Responsible Officer for the firm's SFC Type 1 and Type 9 regulated activities and maintain compliance with all applicable SFC regulations and licensing requirements.
• Oversee private equity fund management activities, including investment execution, portfolio monitoring, fund governance, and adherence to investment mandates.
• Establish and maintain robust compliance, risk management, AML/KYC, and internal control frameworks across the business.
• Serve as the primary point of contact for the SFC, auditors, legal advisers, fund administrators, and other regulatory stakeholders.
• Provide leadership and supervision to investment, operations, and compliance teams

Profile

• Eligible to act as an SFC Responsible Officer for Type 1 (Dealing in Securities) and Type 9 (Asset Management) regulated activities in Hong Kong.
• Minimum 10 years of relevant experience in private equity, asset management, investment management, or alternative investments, including managerial and supervisory responsibilities.
• Strong knowledge of Hong Kong regulatory requirements, including the Securities and Futures Ordinance, Fund Manager Code of Conduct, AML/CFT regulations, and SFC compliance standards.
• Proven track record in private equity transactions, including due diligence, deal execution, portfolio management, and investor reporting.
• Excellent leadership, stakeholder management, and communication skills, with fluency in English and Chinese preferred.

Job Offer

Good culture in a growing Private Equity platform