Part-Time SFC Responsible Officer (Type 4 & 9)

Headland JCH Business Consultant; Hong Kong; On-site; HKD 551,000 - 964,000; Part time

Job summary

Headland JCH Business Consultant is seeking a part-time Responsible Officer (RO) to lead SFC Type 4 and 9 applications. The role involves applying for licenses, then overseeing daily operations in compliance with SFC rules, and coordinating with regulators on filings.

The ideal candidate holds current SFC RO licenses for Type 4 and 9, with management experience and strong research capabilities.

Qualifications

• Current RO with at least 2 years of management experience.
• Discretionary portfolio management experience within 5 years.
• Experience in investment research, new fund setup and fund management.
• Holder of SFC RO license for Type 4 and 9 activities; MIC roles.
• Clean regulatory record with the SFC; no past reprimands.

Responsibilities

• Serve as RO Type 4, 9 RO / ED in SFC new application
• Manage daily operations after license approval in compliance with SFC regulations
• Supervise SFC regulated activities, liaise with regulators and file relevant SFC applications

Skills

RO license Type 4/9

Portfolio management

Investment research

Fund setup

Regulatory compliance

Job description

Headland JCH Business Consultant is seeking a part-time Responsible Officer (RO) to lead SFC Type 4 and 9 applications. The role involves applying for licenses, then overseeing daily operations in compliance with SFC rules, and coordinating with regulators on filings.

The ideal candidate holds current SFC RO licenses for Type 4 and 9, with management experience and strong research capabilities.