Onboarding & KYC Specialist – Equity Derivatives

CLSA

Hong Kong

On-site

HKD 420,000 - 700,000

Full time

14 days+

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Job summary

CLSA is seeking a qualified KYC/AML professional to support client onboarding in Equity Derivatives. The role focuses on end-to-end KYC workflow, document verification, and adherence to AML/CFT guidelines.

You will coordinate with Sales, Compliance, Legal, and other internal teams to ensure timely approvals and accurate data. Strong English and Cantonese communication skills are essential for success in this Hong Kong-based position.

Qualifications

4+ years of account-opening and related processes experience.
Knowledge of financial markets and derivative instruments and AML regulations.
Familiarity with Hong Kong SFC requirements around Professional Investors is desirable.

Responsibilities

Responsible for the KYC workflow for end-to-end client account opening.
Ensure onboarding and review comply with AML/CFT regulations.
Liaise with Sales, Middle Office, Compliance, FATCA team and clients on KYC docs.
Perform verification checks against the Customer Identification Program and approve special cases.
Escalate exceptions to COO EQD, Regional Head of AML or Group Head of Compliance when needed.
Maintain a current database of client information for vetting and audits.
Coordinate with Legal, Credit and counterparties on ISDA/GMRA/GMSLA negotiations and execution paperwork.