Internal Control

Taiping Financial Holdings Company Limited; Hong Kong; On-site; HKD 420,000 - 580,000; Full time

Job summary

Taiping Financial Holdings Company Limited, a leader in financial services, is seeking a Senior Officer / Assistant Manager in Internal Audit in Hong Kong. The role focuses on strengthening internal controls, governance, and compliance across the group’s businesses.

You will conduct investigations, assess controls, and oversee related-party transactions. The ideal candidate has a bachelor degree or above, 3+ years in internal audit or internal control, and professional qualifications such as

Qualifications

• Bachelor degree or above in Legal, Finance, Corporate governance, Risk Management or related disciplines.
• At least 3 years internal control or internal audit experience; knowledge of corporate governance and compliance.
• Holder of CPA, CIA or Legal Professional Qualification is preferred.
• Strong commitment to duties, team spirit and ability to work under pressure.
• Conversant with MS Office automation.
• Strong communication skills with good written & spoken Chinese.

Responsibilities

• Facilitate the improvement of the internal control framework, policies and rules of the Company.
• Conduct internal investigation projects and follow up on rectification measures.
• Perform internal control assessment across all business processes and draft reports with recommendations.
• Supervise related-party transactions.
• Prepare various internal control related reports for the Group and the Company.
• Undertake other internal control and corporate governance duties as assigned.

Skills

Internal audit experience

Corporate governance knowledge

MS Office proficiency

Communication skills

Education

Bachelor degree or above

CPA/CIA/Legal qualification preferred

Tools

MS Office

Job description

Senior Officer / Assistant Manager, Internal Audit

Central and Western District, HK

1.Facilitate the improvement of the internal control framework, policies and rules of the Company.

2. Conduct internal investigation project and follow up on the implementation of rectification measures.

3 Perform internal control assessment, which includes evaluating the effectiveness and adequacy of internal control of all business processes, documenting the findings and drafting the reports, effectively communicating the findings and recommendations to relevant business sectors.

4. Supervise related-party transactions.

5.Prepare many kinds of internal control related reports for the Group and the Company

6. Any other internal control and corporate governance related duties as may be assigned from time to time

1. Bachelor degree or above in Legal, Finance, Corporate governance, Risk Management or related disciplines.

2. At least 3 years internal control or internal audit (financial industry is an advantage) working experience, good knowledge in corporate governance, internal control, compliance requirements,familiar with financial markets or investment related business and workflows.

3. Holder of CPA, CIA, Legal Professional Qualification is preferred.

4. Strong commitment to assigned duties, team spirit and can work under pressure.

5. Conversant with MS Office automation.

6. Strong communication skills with good command of written & spoken Chinese.

Taiping Financial Holdings Company Limited (TPFH), a member of China Taiping Insurance Group, was formally established on June 26, 2012. Comprising Taiping Assets Management (Hong Kong) Company Limited, Taiping Securities (HK) Company Limited, Taiping Capital Limited, China Insurance Group Finance Company Limited, Taiping Trustees Limited, Taiping Financial Investment Company Limited, Taiping Financial Futures (HK) Company Limited, Taiping Financial Holdings Fund Management (Shenzhen) Company Limited and Taiping Assets Management (Cayman) SPC, its business scope includes asset management, securities brokerage, corporate finance, wealth management, research, trusts, loans and others.