Equities Trade Support Manager - Risk & Governance

Citi; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

Citi in Hong Kong is hiring for a regional Equity Business Execution professional to support Equity Sales and Execution, including Prime, Futures, Derivative & Clearing Sales and Agency Execution Services. The role emphasizes regulatory and control knowledge to identify risks and maintain governance with Legal, Risk, Finance, Operations, Technology and Compliance.

The successful candidate will lead cross-functional control improvement projects, coordinate New Product implementations, and drive

Qualifications

• 5+ years of experience in COO/ Business Execution/Business Management roles, preferably experience in working with Equities Sales and Trading desks.
• Strong front to back understanding of trades and booking flows.
• Proven experience successfully driving day-to-day execution and strategic projects across a large matrixed organization.
• Attention to detail, strong problem solving, execution and communication skills, both written and verbal.
• Highly self driven, ability to independently own work and operate with a limited level of direct supervision.

Responsibilities

• Work with regional Equity Sales Heads (Prime, Futures, Derivative & Clearing Sales and Cash Execution) and the country Equity Heads to (1) review analytics on client wallet gaps along with mitigating proposal to narrow the gaps; (2) drive other strategic initiatives related to people, capital, compliance, and coordinate across product groups, regions, sectors, functional partners
• Drive control improvement projects and impact assessment in relation to regulatory change and commitments.
• Lead and coordinate the implementation of New Product capabilities from planning to execution.
• Work with front to back partners to streamline processes, technology, and build consistent policies and procedures.
• Drive efficiency / productivity/ cost savings initiatives in partnership with the senior management team and other functional partners.
• Review and enhance existing processes and ensure the development of new controls are comprehensive and business appropriate.
• Investigate issues, perform root cause analysis of operational risk events, and ensure delivery of remediation actions / Corrective Action Plans.

Skills

Front-to-back trading

Data analytics

Excel & PowerPoint

Communication skills

Self-driven

Education

Bachelor’s/University degree

Tools

Tableau

PowerBI

Excel

PowerPoint

Job description

Citi in Hong Kong is hiring for a regional Equity Business Execution professional to support Equity Sales and Execution, including Prime, Futures, Derivative & Clearing Sales and Agency Execution Services. The role emphasizes regulatory and control knowledge to identify risks and maintain governance with Legal, Risk, Finance, Operations, Technology and Compliance.

The successful candidate will lead cross-functional control improvement projects, coordinate New Product implementations, and drive