Director, Asset Management — SFC Type 9 RO & Fund Structuring

Hercules Search Consultation Company

Hong Kong

On-site

HKD 1,000,000 - 2,000,000

Full time

7 days ago
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Job summary

CEB International Investment Corporation Limited in Wan Chai District, Hong Kong, seeks a VP to Director level asset management professional to lead as SFC Type 9 Responsible Officer, with product structuring and fundraising capabilities.

The role focuses on supervising regulated activities, designing private and fund structures, coordinating with legal/compliance, and tracking regulatory developments to position private funds and SMA wrappers for cross-border investors.

Qualifications

  • Must be appointed as SFC Type 9 Responsible Officer.
  • Strong RO path to Type1/4 RO preferred.
  • Bachelor's degree or higher in Finance or Accounting.
  • At least 6 years in asset management, fund structuring, or related licensed role.
  • Excellent Mandarin Chinese (written and spoken).
  • Experience with HK SMA, open-ended funds, LPs, Cayman structures is a plus.
  • Familiar with cross-border channels (QFI, QDII, QDIE, QFLP) related to product wrappers.

Responsibilities

  • Act as Responsible Officer for regulated activities and liaison with SFC.
  • Design and maintain private/professional-investor AM product structures.
  • Work with project management, legal, compliance and operations on launches.
  • Track market and regulatory developments and suggest product changes.
  • Support fundraising on a limited basis.

Skills

SFC Type 9 RO
Type1/4 RO path
Mandarin Chinese
Fund structuring
Product design
Fundraising
Cross-border channels

Education

Bachelor's degree in Finance, Accounting or related discipline

Job description

CEB International Investment Corporation Limited in Wan Chai District, Hong Kong, seeks a VP to Director level asset management professional to lead as SFC Type 9 Responsible Officer, with product structuring and fundraising capabilities.

The role focuses on supervising regulated activities, designing private and fund structures, coordinating with legal/compliance, and tracking regulatory developments to position private funds and SMA wrappers for cross-border investors.

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