Corporate KYC/AML Compliance Specialist

SMBC Group; Hong Kong; Vor Ort; HKD 260.000 - 420.000; Vollzeit

Zusammenfassung

SMBC Group in Hong Kong seeks a KYC/AML Analyst to conduct initial and ongoing due diligence on corporate clients, verify client identification, corporate structures, and ownership details, and assess risk profiles. You will collaborate with Relationship Managers and Compliance to resolve issues and maintain thorough KYC records.

The role requires 3+ years in corporate banking KYC/AML, strong English and Chinese, and a university degree; Japanese is a plus.

Qualifikationen

• University graduate, preferably in Business Administration, Finance, or related disciplines.
• Minimum 3 years of relevant experience, preferably in corporate banking KYC/AML.
• Strong knowledge and understanding of KYC requirements and AML regulations.
• Detail-oriented, analytical with strong problem-solving skills.
• Excellent communication and interpersonal skills; a team player.
• Proficient in English and Chinese (written and spoken).
• Proficiency in Japanese is an advantage.

Aufgaben

• Conduct initial and ongoing Know Your Customer (KYC) due diligence and enhanced due diligence (EDD) on new and existing corporate clients to ensure compliance with regulatory requirements.
• Review and verify client identification documents, corporate structures, ownership information, and Ultimate Beneficial Owners (UBOs) to assess client risk profiles.
• Perform risk assessments and analysis on customer information, transactions, and negative media to determine potential money laundering or terrorist financing risks.
• Collaborate closely with Relationship Managers, Operations, Legal, Compliance, and other relevant departments to resolve KYC/AML issues and ensure timely case closure.
• Maintain accurate, comprehensive, and up-to-date KYC records and documentation to meet internal policies and regulatory audit requirements.
• Stay informed of changes in regulatory requirements, industry trends, and best practices regarding KYC and AML to ensure departmental workflows remain compliant and efficient.
• Support periodic KYC reviews, remediation projects, and implementation of new KYC policies or systems within the department.
• Perform other ad hoc duties as assigned.

Kenntnisse

KYC

AML

Due diligence

Regulatory compliance

Analytical skills

English and Chinese

Ausbildung

Bachelor's degree

Tools

MS Excel

Jobbeschreibung

SMBC Group in Hong Kong seeks a KYC/AML Analyst to conduct initial and ongoing due diligence on corporate clients, verify client identification, corporate structures, and ownership details, and assess risk profiles. You will collaborate with Relationship Managers and Compliance to resolve issues and maintain thorough KYC records.

The role requires 3+ years in corporate banking KYC/AML, strong English and Chinese, and a university degree; Japanese is a plus.