Compliance Officer (Fresh graduate will also be considered)

Compliance First Consulting Limited; Hong Kong; On-site; HKD 179,000 - 201,000; Full time

Benefits offered by this job

Medical insurance

On-the-job training

Career development

Job summary

Compliance First Consulting Limited is seeking a Compliance Officer. Fresh graduates are welcome. You will handle licensing matters for SFC-licensed entities, perform RO applications, and provide advisory support to clients.

Requirements include 1–3 years of relevant experience (or fresh grads), strong Chinese/English skills with Cantonese fluency, and the ability to work under pressure. Salary is HKD 16K–18K monthly plus a 13-month salary, medical insurance, and training opportunities.

Qualifications

• 1 to 3 years of experience (experienced candidates with higher priority)
• Fresh University graduates are also welcome
• Self-motivated, attention to details
• Willing to learn and proactive character
• Able to work under pressure and work independently
• Good interpersonal communication skills
• Proficiency in both Chinese and English
• Fluency in spoken Cantonese is a must

Responsibilities

• Handle notification and examination matters to ensure compliance of SFC-licensed corporations in respect of statutory requirements
• Handle Securities and Futures Commission – license representative and responsible officer applications
• Provide ad-hoc advice to clients
• Handle and update licensing matters for all licensed individuals and corporate entities
• Handle ad-hoc licensing projects and internal control reviews of clients

Skills

Interpersonal skills

Attention to detail

Bilingual Chinese/English

Cantonese fluency

Education

Accounting or BBA degree

Job description

Compliance Officer (Fresh graduate will also be considered)

Why Join Compliance First Consulting Limited?

Compliance First is a compliance consultancy that has supported financial institutions in Hong Kong since 2011 with tailored compliance and risk management solutions. As a Licensed Trust or Company Service Provider (TCSP License No: TC005282), we value integrity and teamwork.

Key responsibilities

Handle notification and examination matters to ensure compliance of SFC-licensed corporations in respect of statutory requirements

Handle Securities and Futures Commission – license representative and responsible officer applications

Provide ad-hoc advice to clients

Handle and update licensing matters for all licensed individuals and corporate entities

Handle ad-hoc licensing projects and internal control reviews of clients

About you

1 to 3 years of experience (experienced candidates with higher priority)

University graduates in accounting or BBA are preferred

Fresh University graduates are also welcome

Self-motivated, attention to details

Willing to learn and proactive character

Able to work under pressure and work independently

Good interpersonal communication skills

Proficiency in both Chinese and English

Fluency in spoken Cantonese is a must

Competitive monthly salary HKD 16K–18K

13-month guaranteed salary

• Medical insurance
• On-the-job training and continuous learning opportunities
• Opportunities for internal progression and career development

About us

Compliance First is a compliance consultancy that has supported financial institutions in Hong Kong since 2011 with tailored compliance and risk management solutions. As a Licensed Trust or Company Service Provider (TCSP License No: TC005282), we value integrity and teamwork.