Compliance Manager, Securities & AML

Futu Holdings Limited; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

Futu Holdings Limited is seeking an experienced Compliance professional in Hong Kong to supervise licensing matters and provide expert regulatory advice across securities brokerage and wealth management segments.

You will review contracts, coordinate with internal teams, and support audits and regulatory filings. Fluency in English and Chinese (Putonghua) is essential as the role requires strong cross-border communication and problem-solving skills.

Qualifications

• Qualified in AML or compliance is an advantage.
• Solid knowledge of SFC rules and regulatory requirements.
• Minimum 5 years of compliance experience in financial institutions or fintech.
• Strong written and spoken English and Chinese (Putonghua).
• Self-motivated, able to work independently with good interpersonal skills.

Responsibilities

• Assist to supervise licensing related works and advise on licensing issues.
• Provide compliance advice to business units for securities brokerage and wealth management.
• Review and advise on legal and compliance contracts and documentation.
• Handle and implement compliance requests with internal stakeholders to improve controls.
• Manage internal and external audits, regulatory filings, inspections and investigations.
• Conduct compliance training for staff.
• Perform ad hoc compliance projects as assigned.

Skills

AML compliance

Regulatory knowledge

English & Chinese

Interpersonal skills

Problem solving

Independent work

Education

Degree in Law/Business/Finance

Job description

Futu Holdings Limited is seeking an experienced Compliance professional in Hong Kong to supervise licensing matters and provide expert regulatory advice across securities brokerage and wealth management segments.

You will review contracts, coordinate with internal teams, and support audits and regulatory filings. Fluency in English and Chinese (Putonghua) is essential as the role requires strong cross-border communication and problem-solving skills.