Compliance Advisory Manager — HK Banking Regs

ZA; Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Job summary

ZA in Hong Kong is seeking a Manager, Compliance Advisory to lead compliance advisory efforts, ensure alignment with HK regulatory requirements, and support internal policy development.

The role focuses on advising on regulatory matters, training staff, and collaborating with Legal, Risk, and Operations to mitigate compliance risks. The position requires deep HK regulatory knowledge and strong analytical abilities.

Qualifications

• Bachelor’s degree in Law, Finance, Business, or related field
• Minimum of 5 years of experience in compliance advisory roles within the banking or financial services industry
• In-depth knowledge of Hong Kong regulatory frameworks and industry best practices
• Strong analytical, problem-solving, and communication skills
• Proven ability to manage multiple priorities in a fast-paced environment

Responsibilities

• Provide expert compliance advisory aligned with Hong Kong regulatory requirements (e.g., SFC, HKMA)
• Develop, review, and enhance compliance policies, procedures, and controls
• Conduct regular training sessions to ensure staff awareness and adherence to compliance standards
• Identify, assess, and mitigate compliance risks associated with the business and operational activities
• Perform compliance risk assessments and audits, and provide actionable recommendations
• Act as the primary compliance contact for the businesses, offering timely and practical advice on complex compliance issues
• Collaborate with internal stakeholders, including Legal, Risk, and Operations, to ensure a cohesive approach to compliance
• Prepare and present compliance reports to senior management and regulatory bodies as required
• Monitor and report on key compliance metrics, ensuring transparency and accountability

Job description

ZA in Hong Kong is seeking a Manager, Compliance Advisory to lead compliance advisory efforts, ensure alignment with HK regulatory requirements, and support internal policy development.

The role focuses on advising on regulatory matters, training staff, and collaborating with Legal, Risk, and Operations to mitigate compliance risks. The position requires deep HK regulatory knowledge and strong analytical abilities.