Central Compliance Analyst — SFC Licensing & Inquiries

CITIC Securities International; Hong Kong; Sur place; HKD 300 000 - 540 000; Plein temps

Résumé du poste

CITIC Securities International is seeking a Compliance professional to support central duties involving licensing, SFC inquiries, 181/182 requests, investigations, surveys and training.

Your role includes handling regulatory notifications, licensing applications, annual returns, staff declarations, and training logistics, while partnering with IT to enhance systems and drive process improvements.

Qualifications

• Degree or above in tax accounting, Finance, or related discipline.
• 1–2 years of relevant experience in securities/investment banking, Big Four, or regulatory body.
• Excellent command of English and Chinese, including Mandarin.

Responsabilités

• Handle regulatory notifications and ensure SFC notification compliance.
• Manage SFC licensing matters including applications, terminations and annual returns.
• Process outside accounts requests and review staff statements for compliance.
• Assist with training logistics and maintain accurate training records.
• Collaborate with IT on system development and drive process improvements.

Connaissances

Regulatory compliance

SFC licensing

Communication skills

MS Office proficiency

Formation

Bachelor degree in finance

Outils

MS Office

Description du poste

CITIC Securities International is seeking a Compliance professional to support central duties involving licensing, SFC inquiries, 181/182 requests, investigations, surveys and training.

Your role includes handling regulatory notifications, licensing applications, annual returns, staff declarations, and training logistics, while partnering with IT to enhance systems and drive process improvements.