CDD Maker & Checker – Onboarding & AML Compliance Lead

Tiger Brokers

Hong Kong

On-site

HKD 420,000 - 660,000

Full time

46 hours ago

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Job summary

Tiger Brokers in Hong Kong seeks a detail‑minded CDD Officer (maker & checker) to manage end‑to‑end client onboarding for both retail and corporate clients. You will conduct KYC/CDD reviews, perform due diligence, and ensure compliance with SFC requirements and internal policy.

The role involves reviewing documents, maintaining records, and supporting AML processes, sanctions screening, and high‑risk client escalation, while collaborating with Sales, Compliance, and Operations to optimize

Qualifications

Bachelor's degree in Finance, Business, or related field.
3–5 years of experience in customer due diligence or a similar role within the financial industry
Experience handling Institutional clients and corporate onboarding is preferred.

Responsibilities

Conduct onboarding review for retail and corporate clients in line with SFC regulations and company policies.
Ensure client information and documents are complete, accurate, and valid.
Analyze client information to identify potential risks and perform KYC/CDD checks.
Maintain detailed records of CDD processes and findings.
Support AML review, sanctions screening, and high-risk client escalation.
Report suspicious activities to senior management.
Collaborate with Sales, Compliance, Product, and Operations to facilitate compliant account opening.