Business Support Manager, Wealth Management

国泰君安国际 Guotai Junan International; Hong Kong; On-site; HKD 600,000 - 840,000; Full time

Benefits offered by this job

Attractive remuneration package

Fringe benefits

Job summary

国泰君安国际 Guotai Junan International in Hong Kong is seeking a Business Support Manager for the Wealth Management Department. The role involves liaising with stakeholders, ensuring compliance with regulations, and overseeing sales processes. Candidates should have a degree, preferably in Finance or Business, and experience in middle office functions. Strong communication skills in English and Chinese are required. We offer an attractive remuneration package and fringe benefits.

Qualifications

• Bachelor’s degree preferred, major in Finance or Business.
• Practical experience in middle office functions & sales governance.
• Exhibit high integrity, accountability, and quality awareness.

Responsibilities

• Liaise with stakeholders to execute business strategy.
• Formulate and maintain compliance policies for operations.
• Manage end-to-end compliance for sales activities.
• Participate in the enhancement of trading platforms.

Skills

Strong communication skills in English and Chinese

Familiarity with SFC regulatory requirements

Experience in middle office functions

Education

Bachelor’s degree or above

Job description

Overview

We are seeking a Business Support Manager to join our Wealth Management Department (WM) who excels at bridging the gap between high-level strategy and front-line execution.

Responsibilities

• Business Liaison — Be a key part of the Middle Office function in WM and liaise with various stakeholders across sales teams and functional departments to execute business strategy and firm-wide initiatives.
• Regulatory Governance — Formulate and maintain front-line policies to ensure full compliance with current regulations for front-line sales operation.
• Sales Process Oversight — Manage end-to-end compliance for sales activities, including but not limited to trading documentation, pre- and post-trade controls, selling compliance and suitability assessment.
• Digital Innovation — Participate in the development and enhancement of trading platforms, digital channels and internal systems.

Qualifications

• Bachelor’s degree or above; major in Finance or Business is preferred but not required.
• Practical experience in middle office functions & sales governance, preferably in wealth management, securities brokerage or private banking field.
• Familiarity with SFC regulatory requirements and compliance considerations regarding suitability & sales conduct.
• Exhibit a high level of integrity, accountability and quality awareness.
• Strong communication skills in English and Chinese.
• Less-seasoned candidate with appropriate mentality and capability will be considered.

Benefits & Others

We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to [e-mail].

(Data collected will be kept strictly confidential and used for recruitment purpose only.)